STOCK TITAN

Heartflow, Inc. (HTFL) CFO exercises 22,522 stock options

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Heartflow, Inc. reports that Chief Financial Officer Vikram Verghese exercised stock options for 22,522 shares of common stock at $2.22 per share on 2026-07-21. The stock option position decreased to 89,110 options, while his directly held common stock increased to 233,376 shares. The option vests in monthly installments through October 30, 2027, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Verghese Vikram
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Stock Option F1 22,522 $0.00 $0.00
Exercise Common Stock. 22,522 $2.22 $50K
Holdings After Transaction: Stock Option — 89,110 shares (Direct); Common Stock. — 233,376 shares (Direct)
Footnotes (1)
  1. F1. The option vests and becomes exercisable in monthly installments until October 30, 2027, subject to continued service through the applicable vesting date.
Options Exercised 22,522 shares Stock options exercised into common stock on 2026-07-21
Exercise Price $2.22 per share Exercise price of stock options converted into common stock
Common Shares After Transaction 233,376 shares Directly held Heartflow common stock following the exercise
Options Held After Transaction 89,110 options Total stock options reported following the derivative transaction
Option Expiration Date 2033-12-24 Expiration date of the reported stock option grant
Vesting End Date October 30, 2027 Date through which the option vests in monthly installments
Stock Option financial
"security_title: "Stock Option" with an exercise price of $2.22 per share"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Exercise or conversion of derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
derivative financial
"transaction_type: "derivative" for the stock option transaction"
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
vesting financial
"The option vests and becomes exercisable in monthly installments until October 30, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date: "2033-12-24" for the stock option grant"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What did Heartflow (HTFL) CFO Vikram Verghese report in this Form 4?

CFO Vikram Verghese exercised stock options for 22,522 shares of Heartflow common stock at $2.22 per share, increasing his directly held common stock position to 233,376 shares as of the reported transaction date.

How many Heartflow (HTFL) options did the CFO exercise and at what price?

Vikram Verghese exercised 22,522 stock options, receiving the same number of common shares at an exercise price of $2.22 per share. This is reported as an exercise or conversion of a derivative security, not as an open-market purchase.

What are the CFO’s Heartflow (HTFL) common stock holdings after the transaction?

After the reported transactions, Vikram Verghese directly holds 233,376 shares of Heartflow common stock. This reflects the addition of 22,522 shares received from exercising stock options on 2026-07-21, as disclosed in the non-derivative transaction table.

How many Heartflow (HTFL) stock options does the CFO hold after this exercise?

Following the option exercise, the reported stock option position totals 89,110 options. These options relate to a grant with an exercise price of $2.22 per share and an expiration date of 2033-12-24, as shown in the derivative transaction data.

What is the vesting schedule of the Heartflow (HTFL) options exercised by the CFO?

The footnote states that the option vests and becomes exercisable in monthly installments until October 30, 2027, subject to Vikram Verghese’s continued service through each applicable vesting date. This schedule governs when remaining unvested options can be exercised.

Was the Heartflow (HTFL) CFO’s option exercise under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirmatively relying on a plan, and the available footnotes do not mention a 10b5-1 trading arrangement. The disclosure therefore does not characterize these transactions as made under such a plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Verghese Vikram

(Last)(First)(Middle)
C/O HEARTFLOW, INC.
135 MAIN STREET, SUITE 1000

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Heartflow, Inc. [ HTFL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock.07/21/2026M22,522A$2.22233,376D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$2.2207/21/2026M22,522 (1)12/24/2033Common Stock22,522$089,110D
Explanation of Responses:
1. The option vests and becomes exercisable in monthly installments until October 30, 2027, subject to continued service through the applicable vesting date.
/s/ Nga Van, by power of attorney07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)