STOCK TITAN

Heartflow (HTFL) CFO exercises stock options for 22,522 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Heartflow, Inc. Chief Financial Officer Vikram Verghese exercised stock options for 22,522 shares of common stock on July 27, 2026 at $2.22 per share. He now holds 255,898 common shares directly and 66,588 stock options that vest monthly until October 30, 2027 and expire on December 24, 2033.

Positive

  • None.

Negative

  • None.
Insider Verghese Vikram
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Stock Option F1 22,522 $0.00 $0.00
Exercise Common Stock. 22,522 $2.22 $50K
Holdings After Transaction: Stock Option — 66,588 shares (Direct); Common Stock. — 255,898 shares (Direct)
Footnotes (1)
  1. F1. The option vests and becomes exercisable in monthly installments until October 30, 2027, subject to continued service through the applicable vesting date.
Options Exercised 22,522 shares Stock options converted into common stock on July 27, 2026
Exercise Price $2.22 per share Exercise or conversion price for 22,522 stock options
Common Shares After Transaction 255,898 shares Directly held common stock by CFO after July 27, 2026 exercise
Remaining Stock Options 66,588 options Stock options reported as held following the derivative exercise
Option Expiration Date December 24, 2033 Expiration date of the exercised option award
Vesting End Date October 30, 2027 Options vest in monthly installments until this date, subject to service
Stock Option financial
"security_title: Stock Option, vests and becomes exercisable in monthly installments"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Common Stock financial
"underlying_security_title: Common Stock and 255,898 common shares directly held"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
vests and becomes exercisable financial
"The option vests and becomes exercisable in monthly installments until October 30, 2027"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Heartflow (HTFL) report for its CFO?

Heartflow’s CFO Vikram Verghese exercised 22,522 stock options into common shares at $2.22 per share. The transaction occurred on July 27, 2026 and represents a derivative exercise rather than an open-market purchase or sale.

How many Heartflow (HTFL) shares does CFO Vikram Verghese own after the transaction?

After the exercise, Vikram Verghese directly holds 255,898 shares of Heartflow common stock. This figure reflects his reported direct ownership immediately following the July 27, 2026 option exercise transaction.

At what price were the Heartflow (HTFL) options exercised by the CFO?

The options were exercised at an exercise price of $2.22 per share. A total of 22,522 options were converted into common stock at this price in the July 27, 2026 transaction.

How many stock options does the Heartflow (HTFL) CFO still hold?

Following the reported exercise, Vikram Verghese holds 66,588 stock options. This figure is disclosed as the total options remaining after the July 27, 2026 derivative exercise transaction.

What is the vesting schedule for the Heartflow (HTFL) CFO’s stock options?

The option award vests and becomes exercisable in monthly installments until October 30, 2027. Vesting is subject to continued service through each applicable vesting date, according to the transaction footnote.

Were the Heartflow (HTFL) CFO’s transactions under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox for these transactions is not marked as plan-based. This indicates the reported July 27, 2026 option exercise was not affirmatively designated as executed under a Rule 10b5-1 trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Verghese Vikram

(Last)(First)(Middle)
C/O HEARTFLOW, INC.
135 MAIN STREET, SUITE 1000

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Heartflow, Inc. [ HTFL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock.07/27/2026M22,522A$2.22255,898D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$2.2207/27/2026M22,522 (1)12/24/2033Common Stock22,522$066,588D
Explanation of Responses:
1. The option vests and becomes exercisable in monthly installments until October 30, 2027, subject to continued service through the applicable vesting date.
/s/ Nga Van, by power of attorney07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)