STOCK TITAN

Heartflow (HTFL) CMO has 2,272 shares withheld to cover RSU tax

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Heartflow, Inc. Chief Medical Officer Campbell Rogers reported two code F transactions in Common Stock, where an aggregate of 2,272 shares were retained by the issuer on August 6–7, 2026 to satisfy income tax withholding in connection with the vesting and net settlement of previously reported restricted stock units. Rogers also reports indirect ownership of Common Stock through several trusts, including 50,754 shares held by The Campbell Rogers Revocable Trust and other trust holdings.

Positive

  • None.

Negative

  • None.
Insider Rogers Campbell
Role Chief Medical Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 637 $28.82 $18K
Tax Withholding Common Stock F1 1,635 $27.19 $44K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 86,459 shares (Direct); Common Stock — 22,615 shares (Indirect, By Campbell Rogers 2019 Irrevocable Trust); Common Stock — 46,159 shares (Indirect, By CR Asset Protection Trust of 2023); Common Stock — 26,012 shares (Indirect, By Spouse's Trust); Common Stock — 50,754 shares (Indirect, By The Campbell Rogers Revocable Trust)
Footnotes (1)
  1. F1. Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
Tax-withholding shares 2026-08-07 637 shares at $28.82 per share Shares retained by issuer to satisfy income tax withholding on RSU vesting
Tax-withholding shares 2026-08-06 1,635 shares at $27.19 per share Shares retained by issuer to satisfy income tax withholding on RSU vesting
Total shares for tax withholding 2,272 shares Aggregate shares delivered or withheld for income tax obligations
Indirect holding - 2019 Irrevocable Trust 22,615 shares Common Stock held indirectly by Campbell Rogers 2019 Irrevocable Trust
Indirect holding - Asset Protection Trust 2023 46,159 shares Common Stock held indirectly by CR Asset Protection Trust of 2023
Indirect holding - Spouse's Trust 26,012 shares Common Stock held indirectly by Spouse's Trust
Indirect holding - Revocable Trust 50,754 shares Common Stock held indirectly by The Campbell Rogers Revocable Trust
restricted stock units financial
"in connection with the vesting and net settlement of restricted stock units previously reported"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
income tax withholding and remittance obligations financial
"to satisfy income tax withholding and remittance obligations in connection with the vesting"
net settlement financial
"in connection with the vesting and net settlement of restricted stock units previously reported"
indirect financial
"ownership_type":"indirect","ownership_code":"I""
code F financial
"transaction_code":"F" ... "Payment of tax liability by delivering or withholding securities""

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What did Heartflow (HTFL) Chief Medical Officer Campbell Rogers report in this Form 4?

Campbell Rogers reported two code F transactions where a total of 2,272 Common Stock shares were retained by Heartflow to cover income tax withholding on vested restricted stock units.

Were the HTFL Form 4 transactions by Campbell Rogers market sales or tax withholdings?

The Form 4 shows code F dispositions, meaning shares were withheld by the issuer to pay income tax obligations from RSU vesting, not open-market sales by Rogers.

How many Heartflow (HTFL) shares were involved in Campbell Rogers’ August 7, 2026 tax withholding?

On August 7, 2026, 637 Common Stock shares were retained by Heartflow at $28.82 per share to satisfy income tax withholding tied to restricted stock unit vesting.

What was the August 6, 2026 HTFL tax-withholding transaction for Campbell Rogers?

On August 6, 2026, 1,635 Common Stock shares were retained by Heartflow at $27.19 per share to cover income tax withholding from the vesting and net settlement of restricted stock units.

What indirect HTFL shareholdings does Campbell Rogers report in this Form 4?

Rogers reports indirect ownership of Common Stock through several trusts, including 22,615 shares in the 2019 Irrevocable Trust and 50,754 shares in The Campbell Rogers Revocable Trust, among other trust holdings.

Does the HTFL Form 4 indicate use of a Rule 10b5-1 trading plan by Campbell Rogers?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirmative, and the footnote describes the transactions as tax-withholding related to RSU vesting, not as sales under a pre-arranged trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rogers Campbell

(Last)(First)(Middle)
C/O HEARTFLOW, INC.
135 MAIN STREET, SUITE 1000

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Heartflow, Inc. [ HTFL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Medical Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/06/2026F1,635(1)D$27.1987,096D
Common Stock08/07/2026F637(1)D$28.8286,459D
Common Stock22,615IBy Campbell Rogers 2019 Irrevocable Trust
Common Stock46,159IBy CR Asset Protection Trust of 2023
Common Stock26,012IBy Spouse's Trust
Common Stock50,754IBy The Campbell Rogers Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
/s/ Nga Van, by power of attorney08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)