Heartflow retains 2,270 Rogers shares for taxes

Available on EDGAR 11/10/2026 - 06:49 PM EST Accepted by SEC EDGAR 11/10/2026 - 06:49 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Heartflow, Inc.'s Chief Medical Officer Campbell Rogers had 2,270 shares retained by the issuer on November 6, 2026, to satisfy income tax withholding and remittance obligations related to vesting and net settlement of previously reported restricted stock units. The reported price was $52.40 per share. Campbell Rogers directly held 71,183 shares afterward. Indirect holdings included 22,615 shares in Campbell Rogers 2019 Irrevocable Trust, 46,159 in CR Asset Protection Trust of 2023, 26,012 in Spouse's Trust, and 50,754 in The Campbell Rogers Revocable Trust.

Insider Trade Summary

Tax Withholding: 2,270 shares

Tax Withholding 1 txn

Insider Rogers Campbell

Role Chief Medical Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	2,270	$52.40	$119K
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 71,183 shares (Direct); Common Stock — 22,615 shares (Indirect, By Campbell Rogers 2019 Irrevocable Trust); Common Stock — 46,159 shares (Indirect, By CR Asset Protection Trust of 2023); Common Stock — 26,012 shares (Indirect, By Spouse's Trust); Common Stock — 50,754 shares (Indirect, By The Campbell Rogers Revocable Trust)

Holdings Before and After: Common Stock, 73,453 to 71,183 shares (Direct)

Footnotes (1)

1. F1. Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

Key Figures

Shares retained for tax withholding: 2,270 shares Reported price per share: $52.40 per share Direct shares held after transaction: 71,183 shares +4 more

7 metrics

Shares retained for tax withholding 2,270 shares November 6, 2026

Reported price per share $52.40 per share November 6, 2026

Direct shares held after transaction 71,183 shares November 6, 2026

Campbell Rogers 2019 Irrevocable Trust holdings 22,615 shares November 6, 2026

CR Asset Protection Trust of 2023 holdings 46,159 shares November 6, 2026

Spouse's Trust holdings 26,012 shares November 6, 2026

The Campbell Rogers Revocable Trust holdings 50,754 shares November 6, 2026

Key Terms

net settlement, restricted stock units, income tax withholding and remittance obligations

3 terms

net settlement financial

"vesting and net settlement of restricted stock units"

restricted stock units financial

"net settlement of restricted stock units previously reported"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

income tax withholding and remittance obligations financial

"satisfy income tax withholding and remittance obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HTFL shares were withheld for taxes?

The issuer retained 2,270 shares on November 6, 2026, at a reported price of $52.40 per share to satisfy income tax withholding and remittance obligations related to the vesting and net settlement of previously reported restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rogers Campbell

(Last) (First) (Middle)

C/O HEARTFLOW, INC.

135 MAIN STREET, SUITE 1000

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Heartflow, Inc. [ HTFL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Medical Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/06/2026		F		2,270(1)	D	$52.4	71,183	D
Common Stock								22,615	I	By Campbell Rogers 2019 Irrevocable Trust
Common Stock								46,159	I	By CR Asset Protection Trust of 2023
Common Stock								26,012	I	By Spouse's Trust
Common Stock								50,754	I	By The Campbell Rogers Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

	/s/ Nga Van, by power of attorney	11/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)