Welcome to our dedicated page for Hercules Capital SEC filings (Ticker: HTGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tracking a venture debt portfolio as diverse as Hercules Capital’s isn’t easy—credit quality, non-accrual updates, and NAV swings hide in hundreds of pages. If you have ever asked “Hercules Capital SEC filings explained simply” or hunted for “Hercules Capital insider trading Form 4 transactions,” this page answers both without the time sink.
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Wondering how executives are positioned ahead of a portfolio exit? Real-time alerts on “Hercules Capital Form 4 insider transactions” map buying or selling to upcoming catalysts. Curious about fee structures? The “Hercules Capital proxy statement executive compensation” section breaks down incentive hurdles and base-management percentages so you can model net investment income accurately. Even sudden credit events are covered—“Hercules Capital 8-K material events explained” highlights new non-accruals or loan pay-offs within minutes.
All core filings are here, updated immediately: the “Hercules Capital annual report 10-K simplified” with AI-tagged NAV tables, every 10-Q, 8-K, S-3, and prospectus, plus “Hercules Capital executive stock transactions Form 4” in a single dashboard. Spend less time digging and more time deciding—our AI summarization, keyword search, and contextual links turn complex venture-debt disclosures into actionable insights.
Form 4 filing reveals insider trading activity for Hercules Capital (HTGC) by Director Wade Loo on June 18, 2025. Key transactions include:
- Acquisition of 3,329 shares of restricted stock at $18.02 per share as an automatic board re-election grant, subject to 3-year vesting schedule (1/3 annually)
- Transfer of 5,999 shares from direct to indirect ownership through the Loo Revocable Trust
- Post-transactions ownership: - 4,834 shares held directly - 31,093 shares held indirectly through trust (including 40 shares from dividend reinvestment on May 20, 2025)
The filing indicates continued insider investment in HTGC, with a structured compensation package for non-employee directors and strategic wealth management through trust ownership structure.
Form 4 filing reveals insider trading activity for DeAnne Aguirre, Director at Hercules Capital (HTGC). On June 18, 2025, Aguirre underwent multiple transactions:
- Acquisition: Received 3,329 shares of restricted stock at $18.02 per share as an automatic grant upon board re-election, subject to three-year vesting schedule (one-third annually)
- Ownership Transfer: 5,999 shares were transferred from direct ownership to indirect ownership through the Aguirre Family 2004 Trust
Following these transactions, Aguirre's holdings include:
- Direct ownership: 5,067 shares (including 45 shares from dividend reinvestment on May 20, 2025)
- Indirect ownership: 18,180 shares held through the family trust
Hercules Capital held its 2025 Annual Meeting of Stockholders on June 18, 2025, where shareholders voted on four key proposals. With 175,420,455 shares eligible to vote, the results were:
- Board Elections: Scott Bluestein, Wade Loo, and DeAnne Aguirre were elected as Class III directors until 2028, with Bluestein receiving the strongest support (63.7M votes)
- Executive Compensation: Shareholders approved the named executive officer compensation with 56.1M votes in favor
- Below NAV Share Issuance: The proposal to authorize share sales below NAV was NOT approved, receiving insufficient support with 52.6M votes in favor
- Auditor Appointment: PricewaterhouseCoopers LLP was ratified as independent public accountant for FY2025 with overwhelming support (124.6M votes)
The failed below-NAV authorization proposal represents a significant outcome that could limit the company's capital raising flexibility in the coming year.
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