Welcome to our dedicated page for Hercules Capital SEC filings (Ticker: HTGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tracking a venture debt portfolio as diverse as Hercules Capital’s isn’t easy—credit quality, non-accrual updates, and NAV swings hide in hundreds of pages. If you have ever asked “Hercules Capital SEC filings explained simply” or hunted for “Hercules Capital insider trading Form 4 transactions,” this page answers both without the time sink.
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All core filings are here, updated immediately: the “Hercules Capital annual report 10-K simplified” with AI-tagged NAV tables, every 10-Q, 8-K, S-3, and prospectus, plus “Hercules Capital executive stock transactions Form 4” in a single dashboard. Spend less time digging and more time deciding—our AI summarization, keyword search, and contextual links turn complex venture-debt disclosures into actionable insights.
Hercules Capital, Inc. (HTGC) reported an insider transaction on a Form 4. Director Gayle Crowell purchased 6,000 shares of common stock on 11/03/2025 at a price of $17.7745 per share. Following this trade, Crowell directly owns 78,727 shares.
The filing notes prior dividend reinvestments of 1,638 shares on May 20, 2025 and 1,745 shares on August 19, 2025, which are included in the reported holdings. Ownership is listed as Direct (D).
Hercules Capital declared a third quarter 2025 total cash distribution of $0.47 per share. The distribution is scheduled with an ex-dividend and record date of November 12, 2025, and a payment date of November 19, 2025.
The company also announced it issued a press release with earnings for the quarter ended September 30, 2025, furnished under Item 2.02. That information is furnished and not deemed filed.
Hercules Capital (HCXY) filed a 10-Q that details its investment portfolio and financing structure, including its 6.25% Notes due 2033. The filing lists numerous senior secured and convertible loans across sectors with rate formulas, floors, PIK components, maturities, and exit fees.
Examples include Shield AI, Inc. (senior secured, maturity February 2029, Prime + 0.85%, floor 6.85%, cap 9.60%, PIK 2.50%, 2.50% exit fee) and Smartsheet Inc. (senior secured, maturity January 2031, 3‑month SOFR + 6.50%, floor 7.25%). In healthcare, Dyne Therapeutics, Inc. is shown (senior secured, maturity July 2030, Prime + 2.45%, floor 9.95%, 5.50% exit fee). In consumer services, SeatGeek, Inc. appears with multiple tranches (maturities May and July 2026, Prime + 7.00% and + 2.50%, floors 10.50% and 10.75%).
The schedule also lists equity and warrant positions in portfolio companies alongside sector classifications and acquisition dates, plus foreign exchange forward contracts (GBP) with Goldman Sachs Bank USA. Terms consistently specify rate bases (Prime or SOFR), floor rates, and in some cases exit fees or caps.
Hercules Capital, Inc. COO Christian Follmann reported a Form 4 tax withholding related to equity vesting. On 10/11/2025, 1,176 shares of common stock were withheld at $16.70 per share under transaction code F, which reflects shares retained by the issuer to cover taxes upon the vesting of restricted stock. Following this administrative transaction, Follmann beneficially owns 116,885 shares, held directly.
Hercules Capital (HTGC) reported an insider tax-withholding event. The CFO executed a Code F transaction on 10/11/2025, with 4,051 shares of common stock withheld at $16.7 per share to cover taxes due on the vesting of restricted stock.
Following the withholding, the officer beneficially owned 369,612 shares, held directly. This filing reflects administrative share withholding rather than an open-market sale.
Hercules Capital, Inc. reported an insider transaction by its Chief Executive Officer, Scott Bluestein. On October 11, 2025, 13,431 shares of common stock were withheld to cover taxes upon the vesting of restricted stock (Transaction Code F) at a price of $16.7 per share. Following this tax-withholding event, Bluestein beneficially owns 2,244,097 shares, held directly.
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