Hercules Capital director reports zero shares
Director Alfred Fichera reports zero beneficial ownership of Hercules Capital, Inc. common stock on his Form 3.
Rhea-AI Filing Summary
Hercules Capital, Inc. (HCXY) reported that director Alfred Fichera currently holds no shares of the company’s Common Stock. A Form 3 filing dated September 17, 2026 lists a direct ownership position of 0 shares of Common Stock following the reported holdings entry.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Fichera Alfred
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 0 shares (Direct)
Key Figures
Common Stock directly owned after reporting: 0 shares
Holdings entries reported: 1 entry
Reporting person role: Director
3 metrics
Common Stock directly owned after reporting
0 shares
Beneficial ownership position reported for September 17, 2026
Holdings entries reported
1 entry
Single Common Stock holdings line in the Form 3
Reporting person role
Director
Role of Alfred Fichera at Hercules Capital, Inc.
Key Terms
Form 3, beneficial ownership, Common Stock
3 terms
Form 3 regulatory
"The Form 3 functions as an initial statement of beneficial ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"The filing shows that director Alfred Fichera has no beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Common Stock financial
"The filing shows that director Alfred Fichera has no shares of the company’s Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 3 filing disclose about Alfred Fichera’s holdings in HCXY?
The filing shows that director Alfred Fichera has no beneficial ownership of Hercules Capital, Inc. Common Stock, with 0 shares reported as directly owned following the holdings entry dated September 17, 2026.
What security is covered in Alfred Fichera’s Form 3 for HCXY?
The Form 3 covers Common Stock of Hercules Capital, Inc. It reports Alfred Fichera’s beneficial ownership position in this class of security as of September 17, 2026.
Is the Form 3 for HCXY reporting a purchase or sale by Alfred Fichera?
No specific purchase or sale is reported. The Form 3 functions as an initial statement of beneficial ownership and shows a direct Common Stock holding of 0 shares for Alfred Fichera.
What is Alfred Fichera’s role at Hercules Capital, Inc. (HCXY) as noted in the Form 3?
Alfred Fichera is identified as a director of Hercules Capital, Inc. in the Form 3 reporting his beneficial ownership position in the company’s Common Stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
