[144] HILLTOP HOLDINGS INC. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Hilltop Holdings, Inc. (HTH) reports proposed and recent sales of the issuer's common stock by an insider. The form lists a planned sale of 9,763 shares through Goldman Sachs with an aggregate market value of $343,364.71, and states the issuer has 63,001,759 shares outstanding. The filer reports acquiring the 9,763 shares on 06/13/1996 from the issuer in a private transaction and that no cash payment obligations remain.

The filing also discloses four sales by John Markham Green during August 2025 totaling 85,000 shares for gross proceeds of $2,809,093 (sales on 08/13, 08/14, 08/20, and 08/22/2025). The filer attests there is no undisclosed material adverse information and includes the standard Rule 144 and signature notices.

Positive

• Transparent disclosure of proposed and recent insider sales including dates, share counts, and gross proceeds
• Rule 144 compliance is documented with broker name and acquisition history, and attestation of no undisclosed material information

Negative

• Significant insider selling disclosed: 85,000 shares sold in August 2025 for gross proceeds of $2,809,093
• Additional proposed sale of 9,763 shares valued at $343,364.71, which may be perceived negatively by some investors

Insights

Securities Analyst

TL;DR: Insider has recently sold 85,000 shares and filed a proposed sale of 9,763 shares; disclosure is routine but notable for size.

The filing documents routine compliance with Rule 144 and provides clear transaction dates, amounts, and proceeds. Recent aggregate insider sales of 85,000 shares for about $2.81M are explicitly disclosed, plus a planned brokered sale of 9,763 shares valued at $343k. For investors, the material facts are the volumes, dates, and proceeds; the form does not state any undisclosed adverse information. This is a factual disclosure rather than commentary on company fundamentals.

Corporate Governance Expert

TL;DR: The filing shows significant insider selling activity and proper attestation; governance disclosure requirements are met.

The form contains the required attestation that no material nonpublic information exists and documents acquisition history for the shares being sold (acquired 06/13/1996). It names the executing broker and provides outstanding share count. The filing satisfies Rule 144 disclosure elements; it does not provide reasons for the sales or any trading plan details, so governance interpretation must rely solely on these facts.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	9763	343364.71	63001759	08/26/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/13/1996	Acquired from issuer in private transaction	The Issuer			9763	06/13/1996	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/13/2025	30000	963761
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/14/2025	20000	652402
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/20/2025	10000	329745
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/22/2025	25000	863185

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What insider sales does the HTH Form 144 disclose?

The filing discloses four sales by John Markham Green in August 2025 totaling 85,000 shares for gross proceeds of $2,809,093 and a proposed sale of 9,763 shares through Goldman Sachs valued at $343,364.71.

When were the shares proposed for sale acquired?

The 9,763 shares proposed for sale were acquired on 06/13/1996 from the issuer in a private transaction; the form shows None under payment obligations.

Who is the broker handling the proposed sale?

The proposed sale of 9,763 common shares is listed as through Goldman Sachs & Co. LLC at 200 West Street, New York, NY.

How many shares of Hilltop Holdings are outstanding per the filing?

The filing reports 63,001,759 shares outstanding.

Does the filer state any undisclosed material information?

By signing the notice the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.