[144] HILLTOP HOLDINGS INC. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for HTH: The filer notifies a proposed sale of 10,000 shares of Hilltop Holdings Inc. common stock through Goldman Sachs & Co. LLC with an aggregate market value of $330,500 and an approximate sale date of 08/20/2025. The securities were acquired from the issuer on 06/13/1996, with payment completed on that date. The filing also discloses securities sold in the past three months by John Markham Green: 30,000 shares on 08/13/2025 for $963,761 and 20,000 shares on 08/14/2025 for $652,402. The filer certifies no undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Insider has executed large recent sales and plans an additional sale, representing notable share disposition but no earnings or operational data is provided.

The filing shows a plan to sell 10,000 shares (aggregate market value $330,500) on 08/20/2025 and documents 50,000 shares sold in the prior week for total gross proceeds of $1,616,163. These are explicit insider dispositions rather than operational disclosures. For investors, such concentrated insider selling can be relevant to sentiment and float changes, but the filing contains no information on reason, relationship to the issuer, or any trading plan details beyond the representation of no undisclosed material adverse information.

Corporate Governance Expert

TL;DR: Multiple recent insider sales followed by another planned sale raise governance and signaling questions despite compliance with Rule 144 disclosure.

The record shows the seller acquired the shares from the issuer on 06/13/1996 and has since liquidated 50,000 shares across 08/13/2025 and 08/14/2025, then filed a Form 144 for an additional 10,000-share sale through Goldman Sachs dated 08/20/2025. While the filer affirms no undisclosed material adverse information, the pattern of sales is material from a governance and disclosure standpoint because it affects insider ownership levels. The filing does not provide compensatory, gift, or plan-adoption context that would clarify whether sales are routine or opportunistic.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	10000	330500	63001759	08/20/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/13/1996	Acquired from issuer in private transaction	The Issuer			10000	06/13/1996	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/13/2025	30000	963761
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/14/2025	20000	652402

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What amount of Hilltop Holdings (HTH) stock is proposed for sale on Form 144?

The notice proposes sale of 10,000 shares with an aggregate market value of $330,500 and an approximate sale date of 08/20/2025.

Who is the broker handling the proposed HTH sale?

The filing lists Goldman Sachs & Co. LLC at 200 West Street, New York, NY.

Were there any recent HTH insider sales disclosed?

Yes. The filing discloses sales by John Markham Green of 30,000 shares on 08/13/2025 for $963,761 and 20,000 shares on 08/14/2025 for $652,402.

When were the shares being sold originally acquired?

The securities to be sold were acquired from the issuer on 06/13/1996, with payment dated the same day.

Does the filer assert any undisclosed adverse information about HTH?

By signing the notice, the person represents they do not know any material adverse information regarding the issuer that has not been publicly disclosed.