Hilltop Holdings (NASDAQ: HTH) holder files Rule 144 to sell 26,000 shares

Rhea-AI Filing Summary

Hilltop Holdings Inc. (HTH) has a shareholder who filed a notice of proposed sale of restricted or control securities under Rule 144. The filing covers 26,000 shares of common stock with an aggregate market value of 999,939.40, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around 02/03/2026. The filing notes that 61,328,537 shares of common stock were outstanding at the time, providing context for the size of the planned sale. The shares to be sold were acquired over several years via performance shares, restricted stock awards, and employee stock purchase plan purchases directly from the issuer.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	26000	999939.40	61328537	02/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/20/2022	Performance Shares	Issuer			3122	02/20/2022	Not Applicable
Common	03/31/2021	Employee Stock Purchase Plan	Issuer			716	03/31/2021	Cash
Common	02/23/2024	Performance Shares	Issuer			9044	02/23/2024	Not Applicable
Common	02/23/2024	Restricted Stock	Issuer			11416	02/23/2024	Not Applicable
Common	03/31/2023	Employee Stock Purchase Plan	Issuer			842	03/31/2023	Cash
Common	02/20/2025	Restricted Stock	Issuer			10	02/20/2025	Not Applicable
Common	03/31/2022	Employee Stock Purchase Plan	Issuer			850	03/31/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for HTH disclose?

The Form 144 shows a shareholder’s intent to sell up to 26,000 HTH common shares under Rule 144. These are restricted or control securities that will be sold through Morgan Stanley Smith Barney LLC on the NYSE, subject to Rule 144 conditions.

How large is the planned HTH share sale in the Form 144?

The notice covers 26,000 common shares of Hilltop Holdings Inc. (HTH) with an aggregate market value of 999,939.40. This is compared against 61,328,537 shares outstanding, giving investors a sense of the relative size of the proposed sale.

When are the HTH shares in this Form 144 expected to be sold?

The filer lists an approximate sale date of 02/03/2026 for the 26,000 HTH common shares. This is the target timeframe for executing the planned Rule 144 sales on the NYSE, typically subject to market conditions and applicable Rule 144 limits.

Through which broker will the HTH Form 144 shares be sold?

The filing identifies Morgan Stanley Smith Barney LLC Executive Financial Services as the broker handling the sale of the 26,000 HTH common shares. The broker’s listed address is 1 New York Plaza, 8th Floor, New York, NY 10004, with sales on the NYSE.

How were the HTH shares in the Form 144 originally acquired?

The securities were acquired in multiple transactions from the issuer, including performance shares, restricted stock, and purchases through an Employee Stock Purchase Plan. Acquisition dates include 03/31/2021, 02/20/2022, 03/31/2022, 03/31/2023, 02/23/2024, and 02/20/2025.

Does the HTH Form 144 include a representation about non-public information?

Yes. The person for whose account the securities are to be sold represents that they do not know any material adverse non-public information about the issuer’s current or prospective operations, consistent with Rule 144 and related securities law requirements.