Does the Hilltop Holdings (HTH) Form 4 mention indirect ownership or related entities?

The Form 4 shows only direct ownership for Rhodes R. Bobbitt, but a footnote notes 32,100 shares are held in an individual retirement account for his benefit. There is no reference to trusts, LLCs, or other entities holding shares on his behalf.

Hilltop director sells 20,000 shares in open market

Hilltop Holdings Inc. director Rhodes R. Bobbitt reported two open-market sales of common stock totaling 20,000 shares.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Hilltop Holdings Inc. director Rhodes R. Bobbitt reported two open-market sales of common stock totaling 20,000 shares. The sales occurred on May 26–27, 2026 at prices of $37.75 and $38.00 per share.

After these transactions, Bobbitt directly holds 97,016 shares of Hilltop common stock. According to a footnote, this figure includes 32,100 shares held in an individual retirement account for his benefit.

Insider Trade Summary

Net Seller: 20,000 shares

Net Sell 2 txns

Insider Bobbitt Rhodes R

Role Director

Sold 20,000 shs ($758K)

Type	Security	Shares	Price	Value
Sale	Common Stock	10,000	$38.00	$380K
Sale	Common Stock	10,000	$37.75	$378K

Holdings After Transaction: Common Stock — 97,016 shares (Direct)

Footnotes (1)

F1. Includes 32,100 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Key Figures

Shares sold: 20,000 shares Sale prices: $37.75 and $38.00 per share Shares held after transactions: 97,016 shares +1 more

4 metrics

Shares sold 20,000 shares Total common stock sold in two open-market trades

Sale prices $37.75 and $38.00 per share Prices for May 26 and May 27, 2026 sales

Shares held after transactions 97,016 shares Director’s direct Hilltop common stock holdings post-sale

IRA holdings included 32,100 shares Common stock held in individual retirement account for reporting person

Key Terms

open-market sale, Common Stock, individual retirement account, non-derivative

4 terms

open-market sale financial

"transaction_action: "open-market sale" for both common stock transactions"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"security_title: "Common Stock" for each reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

individual retirement account financial

"shares of common stock held in an individual retirement account for the benefit of the reporting person"

A tax-advantaged retirement account owned by an individual that holds investments such as stocks, bonds, mutual funds or cash and is governed by rules about how much can be contributed and when money can be withdrawn. It matters to investors because the account’s specific tax rules and withdrawal limits affect how savings grow and when taxes are paid; think of it as a labeled box for retirement money that comes with special tax treatment and rules about when you can open it.

non-derivative financial

"transaction_type: "non-derivative" indicating common stock rather than options or other derivatives"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Hilltop Holdings (HTH) disclose in this Form 4?

Hilltop Holdings reported that director Rhodes R. Bobbitt sold 20,000 shares of common stock in two open-market transactions. The sales occurred on May 26–27, 2026, reflecting routine portfolio activity rather than any derivative exercises or gifts.

How many Hilltop Holdings (HTH) shares did the director sell and at what prices?

Rhodes R. Bobbitt sold 10,000 Hilltop common shares at $37.75 and another 10,000 shares at $38.00. Both transactions were reported as open-market sales, indicating standard stock market trades rather than private or negotiated transfers.

How many Hilltop Holdings (HTH) shares does the director own after these sales?

Following the reported transactions, Rhodes R. Bobbitt holds 97,016 Hilltop common shares directly. A filing footnote explains this total includes 32,100 shares held in an individual retirement account set up for his benefit, consolidating his direct economic interest.

Were any derivative securities involved in the Hilltop Holdings (HTH) Form 4?

No derivative securities appear in this Form 4 for Hilltop Holdings. The filing only lists non-derivative common stock sales, and the derivative summary section is empty, indicating there were no option exercises, conversions, or other derivative-related transactions reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 07:35 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bobbitt Rhodes R

(Last)

(First)

(Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS

TEXAS

75205

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/26/2026		S		10,000	D	$37.75	107,016⁽¹⁾	D
Common Stock	05/27/2026		S		10,000	D	$38	97,016⁽¹⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Includes 32,100 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Remarks:

	/s/ Rhodes R. Bobbitt	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR