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Hilltop Holdings (NYSE: HTH) director gets 1,180-share award

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WEBB CARL B reported acquisition or exercise transactions in this Form 4 filing.

Hilltop Holdings Inc. director Carl B. Webb received a grant of 1,180 shares of common stock on July 23, 2026 as annual compensation under the company’s 2020 Equity Incentive Plan. The shares were valued at $38.14 per share, based on the July 22, 2026 closing price, bringing his direct holdings to 132,078 shares.

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Insider WEBB CARL B
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 1,180 $38.14 $45K
Holdings After Transaction: Common Stock — 132,078 shares (Direct)
Footnotes (2)
  1. F1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
  2. F2. Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting.
Shares granted 1,180 shares of Common Stock Grant to director Carl B. Webb on July 23, 2026
Grant valuation price $38.14 per share Closing price on July 22, 2026 used to value the award
Shares owned after transaction 132,078 shares Carl B. Webb’s direct Hilltop Holdings common stock ownership after the grant
2020 Equity Incentive Plan financial
"Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual"
annual compensation financial
"as annual compensation for services rendered as a director for the prior year"
annual stockholders' meeting financial
"closing price per share on July 22, 2026, the day prior to the Company's annual stockholders'"

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FAQ

What insider transaction did Hilltop Holdings (HTH) report for Carl B. Webb?

Carl B. Webb received a grant of 1,180 shares of Hilltop Holdings common stock. The grant occurred on July 23, 2026 as annual compensation for his board service under the 2020 Equity Incentive Plan, rather than as an open-market purchase.

How many Hilltop Holdings (HTH) shares does Carl B. Webb own after this grant?

After the reported grant, Carl B. Webb directly owns 132,078 shares of Hilltop Holdings common stock. This figure reflects his direct holdings immediately following the 1,180-share stock award disclosed in the Form 4 filing.

What price was used for Carl B. Webb’s Hilltop Holdings (HTH) stock award?

The stock award was valued at $38.14 per share. This price equals the closing price of Hilltop Holdings common stock on July 22, 2026, the day before the company’s annual stockholders’ meeting, as stated in the filing footnote.

Was Carl B. Webb’s Hilltop Holdings (HTH) Form 4 transaction a market purchase?

No, it was a grant of 1,180 shares as director compensation, not a market purchase. The shares were issued under Hilltop Holdings’ 2020 Equity Incentive Plan as annual compensation for services rendered as a director during the prior year.

Is Carl B. Webb’s Hilltop Holdings (HTH) Form 4 transaction under a Rule 10b5-1 plan?

The Form 4 indicates the transaction was not made under a Rule 10b5-1 trading plan. The filing’s Rule 10b5-1 checkbox is explicitly unchecked, and no footnote describes the grant as pursuant to a pre-arranged trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEBB CARL B

(Last)(First)(Middle)
6565 HILLCREST AVENUE

(Street)
DALLAS TEXAS 75205

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/23/2026A1,180(1)A$38.14(2)132,078D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
2. Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting.
Remarks:
/s/ Carl B. Webb07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)