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  4. [Form 4] Hilltop Holdings Inc. Insider Trading Activity

Gerald Ford group (NYSE: HTH) logs fractional dividend reinvestments

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hilltop Holdings Inc. (HTH) received an ownership update from a group of ten percent owners associated with Gerald J. Ford. The filing reports two de minimis acquisitions of common stock on May 22, 2026 and August 21, 2026, both from the reinvestment of dividends, and describes indirect holdings through related partnership and trust entities. The reporting persons expressly disclaim beneficial ownership and potential “group” status except to the extent of their pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider FORD GERALD J, Diamond HTH Stock Company, LP, Turtle Creek Revocable Trust, Diamond HTH Stock Co GP, LLC
Role 10% Owner | 10% Owner | 10% Owner | 10% Owner
Type Security Shares Price Value
Grant/Award Common Stock F1, F2, F3, F4, F5 0.0054 $0.00 $0.00
Grant/Award Common Stock F1, F2, F3, F4, F5 0.0051 $0.00 $0.00
holding Common Stock F2, F3, F4, F5, F6 -- -- --
holding Common Stock F2, F3, F4, F5, F7 -- -- --
Holdings After Transaction: Common Stock — 7,866.9703 shares (Direct); Common Stock — 15,643,463 shares (Indirect, See Footnotes)
Footnotes (7)
  1. F1. Shares acquired pursuant to the reinvestment of dividends.
  2. F2. This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
  3. F3. Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
  4. F4. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
  5. F5. The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  6. F6. Represents shares directly beneficially owned by the Trust.
  7. F7. Represents shares directly beneficially owned by Diamond A.
Shares acquired August 21, 2026 0.0054 shares of Common Stock Grant, award, or other acquisition; reinvestment of dividends
Shares acquired May 22, 2026 0.0051 shares of Common Stock Grant, award, or other acquisition; reinvestment of dividends
Price per share reported $0.0000 per share Both dividend reinvestment acquisitions reported with zero price per share
Non-derivative acquisition count 2 transactions Both coded as A (grant, award, or other acquisition) of Common Stock
Holding entries 2 entries Indirect Common Stock holdings reported via related entities
reinvestment of dividends financial
"Shares acquired pursuant to the reinvestment of dividends."
beneficial ownership financial
"may be deemed to beneficially own certain securities owned by"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of the pecuniary interest of such persons"
Section 13(d) or 13(g) regulatory
"for purposes of Section 13(d) or 13(g) of the Exchange Act"
member of a group regulatory
"may be deemed to be a member of a group with respect to"

FAQ

What insider transactions were reported for HTH on this Form 4?
The reporting persons associated with Gerald J. Ford reported two acquisitions of Hilltop Holdings Inc. common stock on May 22, 2026 and August 21, 2026, both arising from the reinvestment of dividends rather than open-market purchases.

How many HTH shares were acquired through dividend reinvestment?
The filing reports acquisitions of 0.0051 shares of Hilltop Holdings Inc. common stock on May 22, 2026 and 0.0054 shares on August 21, 2026, each described as shares acquired pursuant to the reinvestment of dividends.

Who are the reporting persons on this Hilltop Holdings Inc. (HTH) Form 4?
The statement is jointly filed by Gerald J. Ford, Diamond HTH Stock Company, LP, Diamond HTH Stock Co GP, LLC, and Turtle Creek Revocable Trust, with additional reference to Diamond A Financial, L.P. as a direct beneficial owner of certain securities.

Did the reporting persons claim full beneficial ownership of the HTH shares?
No. The reporting persons state that the filing should not be deemed an admission of beneficial ownership under Section 16, and they disclaim beneficial ownership of the securities except to the extent of their pecuniary interest.

How are the indirect HTH holdings structured for the reporting group?
The filing explains that Diamond HTH LP may be deemed to beneficially own securities of Diamond A, Diamond HTH LLC may be deemed to own those of Diamond HTH LP, and Gerald J. Ford may be deemed to own securities of Diamond HTH LLC and the Turtle Creek Revocable Trust.

Were the HTH insider transactions under a Rule 10b5-1 trading plan?
The Rule 10b5-1 checkbox is not marked as being pursuant to a plan, and the footnotes do not state that the acquisitions were executed under a Rule 10b5-1 trading arrangement. They are described as acquisitions from reinvestment of dividends.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FORD GERALD J
(Last)(First)(Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TEXAS 75205
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/22/202605/26/2026A0.0051A$0.00(1)7,866.9649D(2)(3)(4)(5)
Common Stock08/21/202608/24/2026A0.0054A$0.00(1)7,866.9703D(2)(3)(4)(5)
Common Stock98,789ISee Footnotes(2)(3)(4)(5)(6)
Common Stock15,544,674ISee Footnotes(2)(3)(4)(5)(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
FORD GERALD J
(Last)(First)(Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TEXAS 75205
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Diamond HTH Stock Company, LP
(Last)(First)(Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TEXAS 75205
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Turtle Creek Revocable Trust
(Last)(First)(Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TEXAS 75205
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Diamond HTH Stock Co GP, LLC
(Last)(First)(Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TEXAS 75205
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. Shares acquired pursuant to the reinvestment of dividends.
2. This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
3. Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
4. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
5. The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
6. Represents shares directly beneficially owned by the Trust.
7. Represents shares directly beneficially owned by Diamond A.
Remarks:
/s/ Gerald J. Ford08/25/2026
DIAMOND HTH STOCK COMPANY, LP By: Diamond HTH Stock Company GP, LLC Its: General Partner By: /s/ Gerald J. Ford Title: Sole Member08/25/2026
TURTLE CREEK REVOCABLE TRUST By: /s/ Gerald J. Ford Title: Trustee08/25/2026
DIAMOND HTH STOCK COMPANY GP, LLC By: /s/ Gerald J. Ford Title: Sole Member08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR