STOCK TITAN

Hilltop (NYSE: HTH) CEO lifts stake with dividend share grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hilltop Holdings Inc. (HTH) reported that Martin Bradley Winges, Hilltop Securities CEO, acquired 157.7398 shares of common stock on August 21, 2026. The shares were acquired at a reported price of $0.0000 per share pursuant to the reinvestment of dividends, bringing his direct holdings to 85,155.1547 shares.

Positive

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Negative

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Insider Winges Martin Bradley
Role Hilltop Securities CEO
Type Security Shares Price Value
Grant/Award Common Stock F1 157.7398 $0.00 $0.00
Holdings After Transaction: Common Stock — 85,155.1547 shares (Direct)
Footnotes (1)
  1. F1. Shares acquired pursuant to the reinvestment of dividends.
Shares acquired 157.7398 shares Common stock acquired on August 21, 2026 via dividend reinvestment
Price per share $0.0000 per share Reported transaction price for the August 21, 2026 acquisition
Shares owned after transaction 85,155.1547 shares Total direct holdings of Martin Bradley Winges after the transaction
reinvestment of dividends financial
"Shares acquired pursuant to the reinvestment of dividends."
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""

FAQ

What insider transaction did HTH report for Martin Bradley Winges?

HTH reported that Martin Bradley Winges acquired 157.7398 shares of Hilltop Holdings Inc. common stock on August 21, 2026. The acquisition was coded as a grant, award, or other acquisition and occurred at a reported price of $0.0000 per share.

How were the newly acquired HTH shares obtained by Martin Bradley Winges?

The filing states that the 157.7398 shares were acquired pursuant to the reinvestment of dividends. This indicates the additional shares came from dividends on existing holdings being automatically reinvested into Hilltop Holdings Inc. common stock.

What is Martin Bradley Winges’ total direct HTH share ownership after this transaction?

After the August 21, 2026 transaction, Martin Bradley Winges directly owns 85,155.1547 shares of Hilltop Holdings Inc. common stock. This total reflects his position following the acquisition of 157.7398 shares through dividend reinvestment.

Was the HTH insider transaction by Martin Bradley Winges a purchase or a grant?

The transaction is reported with code A, described as a grant, award, or other acquisition of common stock. It is not recorded as an open-market purchase; the shares were received via dividend reinvestment.

Did Hilltop Holdings Inc. indicate a Rule 10b5-1 trading plan for this HTH Form 4?

The document-level Rule 10b5-1 checkbox is marked false, indicating the filing does not affirm that the reported transaction was executed pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winges Martin Bradley

(Last)(First)(Middle)
6565 HILLCREST AVENUE

(Street)
DALLAS TEXAS 75205

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Hilltop Securities CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/21/202608/24/2026A157.7398(1)A$0.0085,155.1547D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares acquired pursuant to the reinvestment of dividends.
Remarks:
Martin Bradley Winges08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)