Hilltop (NYSE: HTH) director lifts stake to 129,917 shares via dividends

Rhea-AI Filing Summary

Hilltop Holdings Inc. (HTH) director and Hilltop Securities Chairman Jonathan S. Sobel reported an automatic grant/award acquisition of 121.623 shares of Common Stock on 2026-08-21, pursuant to the reinvestment of dividends. Following this dividend reinvestment, his directly held position increased to 129,917.1725 shares of Common Stock.

Insider Trade Summary

Net Buyer: 121.623 shares

Net Buy 1 txn

Insider SOBEL JONATHAN S

Role Hilltop Securities Chairman

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	121.623	$0.00	$0.00

Holdings After Transaction: Common Stock — 129,917.1725 shares (Direct)

Footnotes (1)

1. F1. Shares acquired pursuant to the reinvestment of dividends.

Key Figures

Shares acquired: 121.623 shares of Common Stock Transaction price per share: $0.0000 Shares owned after transaction: 129,917.1725 shares of Common Stock

3 metrics

Shares acquired 121.623 shares of Common Stock Non-derivative acquisition on 2026-08-21 via dividend reinvestment

Transaction price per share $0.0000 Reported for the 121.623-share dividend reinvestment acquisition

Shares owned after transaction 129,917.1725 shares of Common Stock Direct ownership by Jonathan S. Sobel following the 2026-08-21 transaction

Key Terms

reinvestment of dividends, non-derivative, grant/award acquisition

3 terms

reinvestment of dividends financial

"Shares acquired pursuant to the reinvestment of dividends."

non-derivative financial

"The reported transaction involves non-derivative Common Stock only."

grant/award acquisition financial

"reported an automatic grant/award acquisition of 121.623 shares"

FAQ

What insider transaction did HTH report for Jonathan S. Sobel on this Form 4?

Jonathan S. Sobel reported a grant/award acquisition of 121.623 shares of Hilltop Holdings Inc. Common Stock on 2026-08-21, recorded as a non-derivative transaction under code A.

How were the new HTH shares acquired by Jonathan S. Sobel?

The 121.623 shares of HTH Common Stock were acquired pursuant to the reinvestment of dividends, meaning cash dividends payable on existing holdings were automatically used to purchase additional shares.

What is Jonathan S. Sobel’s HTH shareholding after this transaction?

After the dividend reinvestment on 2026-08-21, Jonathan S. Sobel directly holds 129,917.1725 shares of Hilltop Holdings Inc. Common Stock, as reported on the Form 4.

Was this HTH Form 4 transaction a market purchase or sale?

No. The Form 4 reports a grant/award acquisition of shares via dividend reinvestment, not an open market purchase or sale, and the transaction price per share is shown as 0.0000.

Does this HTH Form 4 involve derivative securities?

No. The reported transaction involves non-derivative Common Stock only, and the filing’s derivative section shows no derivative transactions or remaining derivative positions.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/25/2026 - 07:32 PM Accepted by SEC EDGAR 08/25/2026 - 07:31 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SOBEL JONATHAN S

(Last) (First) (Middle)

6565 HILLCREST AVE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Hilltop Securities Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/21/2026	08/24/2026	A		121.623(1)	A	$0.00	129,917.1725	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Jonathan S. Sobel	08/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)