Hilltop Holdings director granted 1,180 shares
NICHOLS TOM C reported acquisition or exercise transactions in this Form 4 filing.
Rhea-AI Filing Summary
NICHOLS TOM C reported acquisition or exercise transactions in this Form 4 filing.
Tom C. Nichols, a director of Hilltop Holdings Inc., received 1180 shares of common stock on July 23, 2026 as an annual compensation grant under the Hilltop Holdings Inc. 2020 Equity Incentive Plan, valued at $38.1400 per share using the July 22, 2026 closing price.
After this award he directly owns 16317.0000 shares of Hilltop common stock, and an additional 2000.0000 shares are reported as held indirectly through an IRA, with beneficial ownership of those indirect shares disclaimed except to his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 1,180 shares
Grant/Award
2 txns
Insider
NICHOLS TOM C
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1, F2 | 1,180 | $38.14 | $45K |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 16,317 shares (Direct);
Common Stock — 2,000 shares (Indirect, By IRA)
Footnotes (3)
- F1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
- F2. Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting.
- F3. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Key Figures
Shares granted: 1180.0000 shares
Grant valuation price: $38.1400 per share
Direct holdings after grant: 16317.0000 shares
+1 more
4 metrics
Shares granted
1180.0000 shares
Common stock awarded to director on July 23, 2026 as annual compensation
Grant valuation price
$38.1400 per share
Closing price on July 22, 2026 used to value the stock grant
Direct holdings after grant
16317.0000 shares
Total Hilltop common shares held directly by Tom C. Nichols after the award
Indirect IRA holdings
2000.0000 shares
Hilltop common shares held indirectly through an IRA with beneficial ownership disclaimed
Key Terms
2020 Equity Incentive Plan, annual stockholders' meeting, Section 16 of the Securities Exchange Act of 1934, beneficial ownership, +1 more
5 terms
2020 Equity Incentive Plan financial
"Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan"
annual stockholders' meeting regulatory
"closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting"
Section 16 of the Securities Exchange Act of 1934 regulatory
"for purposes of Section 16 of the Securities Exchange Act of 1934, as amended"
A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.
beneficial ownership financial
"the reporting person disclaims beneficial ownership of the securities covered by this statement"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of the pecuniary interest of such person in such securities"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What transaction did Hilltop Holdings (HTH) director Tom C. Nichols report?
Tom C. Nichols reported an acquisition of 1180 shares of Hilltop Holdings common stock on July 23, 2026, received as an annual compensation grant under the 2020 Equity Incentive Plan for his service as a director in the prior year.
Was the Hilltop Holdings (HTH) stock grant to Tom C. Nichols made under a Rule 10b5-1 plan?
No. The filing’s Rule 10b5-1 checkbox is unchecked, indicating the reported director stock grant was not reported as executed under a pre-arranged Rule 10b5-1 trading plan.
What plan governed Tom C. Nichols’ Hilltop Holdings (HTH) stock grant?
The grant of 1180 shares to Nichols was made under the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director during the prior year.
AI-generated analysis. How Rhea-AI works. Not financial advice.
