Hilltop Holdings director files initial Form 3

Hilltop Holdings Inc. director Dana L. Bober filed an initial Form 3, which is a required statement of beneficial ownership for new insiders.

Rhea-AI Filing Summary

Hilltop Holdings Inc. director Dana L. Bober filed an initial Form 3, which is a required statement of beneficial ownership for new insiders. This filing does not list any buy or sell transactions and simply establishes Bober’s status and reporting obligations as a director of Hilltop Holdings Inc.

Key Terms

Form 3, beneficial ownership, reporting insider, derivative securities

4 terms

Form 3 regulatory

"filed an initial Form 3, which is a required statement"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"an initial Form 3, which is a required statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting insider regulatory

"shows that Dana L. Bober has become a reporting insider as a director"

derivative securities financial

"shows no derivative securities such as options or warrants"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Hilltop Holdings (HTH) Form 3 for Dana L. Bober show?

The Form 3 for Hilltop Holdings (HTH) shows that Dana L. Bober has become a reporting insider as a director. It is an initial statement of beneficial ownership and does not disclose any stock purchases, sales, or option exercises.

Does the Hilltop Holdings (HTH) Form 3 report any share purchases or sales?

No, the Hilltop Holdings (HTH) Form 3 for Dana L. Bober reports no share purchases, sales, or derivative transactions. It is purely an initial ownership filing required when someone becomes an insider such as a director.

Who is the reporting person on this Hilltop Holdings (HTH) Form 3?

The reporting person on this Hilltop Holdings (HTH) Form 3 is Dana L. Bober. The filing identifies Bober as a director of Hilltop Holdings Inc., triggering ongoing SEC reporting obligations for future transactions in company securities.

Why is a Form 3 filing important for Hilltop Holdings (HTH) investors?

A Form 3 filing for Hilltop Holdings (HTH) identifies new insiders subject to SEC reporting rules. It establishes who must disclose future trades, helping investors track potential insider activity once any purchases, sales, or option exercises occur later.

Does this Hilltop Holdings (HTH) Form 3 include any derivative securities?

No, this Hilltop Holdings (HTH) Form 3 shows no derivative securities such as options or warrants. The derivative summary is empty, meaning no option grants, exercises, or other derivative positions are reported in this particular filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/04/2026 - 07:04 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Bober Dana L

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/23/2026

3. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Corey G. Prestidge, Attorney-in-Fact for Dana L Bober	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)