Hilltop Holdings (HTH) director reports bona fide gift of 1,500 shares

Rhea-AI Filing Summary

Hilltop Holdings Inc. director Feinberg Hill A reported a bona fide gift of 1,500 shares of Common Stock. The shares were transferred at no price, so this was not an open-market sale. Following the gift, the filing shows 518,700 shares held directly and 10,000 shares held indirectly by his wife, with beneficial ownership of the indirect shares expressly disclaimed.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Feinberg Hill A

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		G		1,500	D	$0.00	518,700	D
Common Stock								10,000(1)	I	By Wife

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.

Remarks:

	/s/ HILL A. FEINBERG	03/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Feinberg Hill A report for HTH on this Form 4?

Feinberg Hill A reported a bona fide gift of 1,500 Hilltop Holdings Inc. shares. The transaction involved Common Stock and was coded as a gift, meaning the shares were transferred without consideration rather than sold in the open market.

Did Feinberg Hill A sell any Hilltop Holdings (HTH) shares in this Form 4?

No, the Form 4 reports a bona fide gift, not a sale. The 1,500 shares of Common Stock were transferred at a price of $0.0000 per share, indicating a non-market, no-cash gift transaction.

How many Hilltop Holdings shares does Feinberg Hill A hold after the reported gift?

After the gift, Feinberg Hill A holds 518,700 shares directly. The filing also shows 10,000 additional shares held indirectly through his wife, with a footnote stating he disclaims beneficial ownership of those indirectly held shares.

What does the indirect ownership by Feinberg Hill A’s wife mean for HTH shares?

The Form 4 lists 10,000 Hilltop Holdings shares as indirectly owned “By Wife.” A footnote explains that Feinberg Hill A disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest he may have in them.

How many Hilltop Holdings (HTH) shares were involved in gift transactions on this Form 4?

The filing reports a single gift of 1,500 Hilltop Holdings Common Stock shares. Transaction data show one bona fide gift, with giftShares of 1,500 in the transaction summary and no open-market purchases or sales disclosed.