Hilltop (HTH) EVP logs RSU vesting and tax share withholding

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Hilltop Holdings Inc. executive Corey G. Prestidge, EVP, General Counsel & Secretary, reported equity transactions in company common stock on February 8, 2026. The Form 4 shows activity related to restricted stock unit vesting and associated tax withholding.

The filing records 5,082 shares of common stock delivered at $0.00 per share upon vesting of performance-based RSUs granted on February 8, 2023, tied to achievement of performance criteria. It also reports 1,339 shares and 1,610 shares withheld at $39.83 per share to cover tax obligations on performance-based and time-based RSU vestings, respectively. After these transactions, Prestidge directly owned about 179,538.4401 shares of Hilltop common stock.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider PRESTIDGE COREY

Role EVP, General Counsel & Sec.

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	1,339	$39.83	$53K
Grant/Award	Common Stock	5,082	$0.00	--
Tax Withholding	Common Stock	1,610	$39.83	$64K

Holdings After Transaction: Common Stock — 176,066.44 shares (Direct)

Footnotes (1)

Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 8, 2023. Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 8, 2023 in connection with the achievement of certain performance criteria. Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 8, 2023.

Form 4 Insider Transactions: What Each Field Means →

02/10/2026 - 08:50 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PRESTIDGE COREY

(Last)

(First)

(Middle)

6565 HILLCREST

(Street)

DALLAS

75205

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, General Counsel & Sec.

3. Date of Earliest Transaction (Month/Day/Year)
02/08/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/08/2026		F		1,339⁽¹⁾	D	$39.83	176,066.4401	D
Common Stock	02/08/2026		A		5,082⁽²⁾	A	$0.00	181,148.4401	D
Common Stock	02/08/2026		F		1,610⁽³⁾	D	$39.83	179,538.4401	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 8, 2023.

2. Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 8, 2023 in connection with the achievement of certain performance criteria.

3. Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 8, 2023.

Remarks:

	/s/ COREY G. PRESTIDGE	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did HTH executive Corey Prestidge report?

Corey G. Prestidge reported RSU-related transactions in Hilltop Holdings common stock. On February 8, 2026, performance-based and time-based restricted stock units vested, resulting in share delivery and shares withheld at $39.83 per share to satisfy tax withholding obligations, as detailed in the Form 4.

How many Hilltop (HTH) shares vested to Corey Prestidge in this Form 4?

The Form 4 shows 5,082 shares of Hilltop Holdings common stock delivered to Corey Prestidge. These shares were issued upon vesting of performance-based restricted stock units granted on February 8, 2023, after achievement of specified performance criteria, as explained in the filing’s footnotes.

Why were some HTH shares withheld in Corey Prestidge’s Form 4 filing?

Shares were withheld to cover tax obligations from RSU vesting. The filing notes 1,339 shares and 1,610 shares of Hilltop common stock were retained by the issuer at $39.83 per share to satisfy tax withholding for performance-based and time-based RSU vestings.

What is Corey Prestidge’s role at Hilltop Holdings (HTH)?

Corey G. Prestidge is identified as an officer of Hilltop Holdings, serving as Executive Vice President, General Counsel and Secretary. His position is disclosed in the Form 4, which also confirms he is not listed as a director or 10% beneficial owner of the company.

How many Hilltop (HTH) shares did Corey Prestidge own after these transactions?

After the reported transactions, Corey Prestidge directly owned 179,538.4401 shares of Hilltop Holdings common stock. This post-transaction balance appears in the Form 4 table, reflecting the effect of RSU share delivery and the separate tax withholding share reductions.

What do the transaction codes A and F mean in the HTH Form 4?

In this Hilltop Form 4, code A refers to shares delivered upon vesting of performance-based restricted stock units. Code F is used where shares were withheld by the issuer at $39.83 per share to satisfy tax withholding obligations tied to RSU vesting events on February 8, 2026.