Hilltop Holdings Inc. (HTH) CAO sells 2,000 common shares

Rhea-AI Filing Summary

Hilltop Holdings Inc. Chief Accounting Officer Keith E. Bornemann reported an open-market sale of 2,000 shares of common stock at $38.00 per share. After this transaction, he directly holds 7,912.02 shares of Hilltop Holdings common stock.

Insider Trade Summary

Net Seller: 2,000 shares ($76,000)

Net Sell 1 txn

Insider Bornemann Keith E.

Role Chief Accounting Officer

Sold 2,000 shs ($76K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,000	$38.00	$76K

Holdings After Transaction: Common Stock — 7,912.02 shares (Direct, null)

Footnotes (1)

Key Figures

Shares sold: 2,000 shares Sale price: $38.00 per share Shares held after: 7,912.02 shares +1 more

4 metrics

Shares sold 2,000 shares Open-market sale of common stock

Sale price $38.00 per share Price for the 2,000-share sale

Shares held after 7,912.02 shares Direct common stock ownership post-transaction

Net buy/sell shares 2,000 shares net-sell Net effect across all reported transactions

Key Terms

open-market sale, Common Stock, non-derivative, net-sell

4 terms

open-market sale financial

"transaction_action is described as an open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"security_title for the transaction is Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

non-derivative financial

"transaction_type is classified as non-derivative"

net-sell financial

"transactionSummary shows netBuySellDirection as net-sell"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bornemann Keith E.

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/05/2026		S		2,000	D	$38	7,912.02	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ KEITH BORNEMANN	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hilltop Holdings (HTH) report in this Form 4?

Hilltop Holdings reported that Chief Accounting Officer Keith E. Bornemann sold 2,000 shares of common stock in an open-market transaction at $38.00 per share, according to the Form 4 insider trading disclosure.

Who at Hilltop Holdings (HTH) sold shares in the latest Form 4 filing?

Chief Accounting Officer Keith E. Bornemann sold shares, as disclosed in the Form 4. He executed an open-market sale of 2,000 common shares at $38.00 per share and continues to hold a remaining direct position afterward.

How many Hilltop Holdings (HTH) shares did the insider sell and at what price?

The insider sale involved 2,000 shares of Hilltop Holdings common stock at a price of $38.00 per share. This was an open-market sale and is classified as a non-derivative transaction in the filing.

How many Hilltop Holdings (HTH) shares does the insider hold after the sale?

Following the reported open-market sale, Chief Accounting Officer Keith E. Bornemann directly holds 7,912.02 shares of Hilltop Holdings common stock, as stated in the Form 4 insider ownership reporting section.

Was the Hilltop Holdings (HTH) Form 4 transaction a buy or a sell?

The Form 4 transaction was a sell. It is coded as an open-market sale of 2,000 shares of Hilltop Holdings common stock, with the transaction direction identified as a sale in the filing data.