[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, listed as a director and officer (PrimeLending President and CEO) of Hilltop Holdings Inc. (HTH), reported a small non-derivative acquisition of Common Stock on 03/04/2021. The transaction reflects the purchase of 45.5467 shares at $0.00 through dividend reinvestment, bringing his total beneficial ownership to 43,964.5467 shares. The Form 4 was executed by an attorney-in-fact, Corey G. Prestidge, with a signature date of 09/26/2025. The filing indicates it was submitted by one reporting person and does not disclose any derivative transactions, amendments, or additional terms.

Insights

Securities Analyst

TL;DR Routine dividend reinvestment added a small number of shares; no material change to ownership stake.

The reported acquisition of 45.5467 shares via dividend reinvestment is an administrative, non-cash transaction that increases the reporting person's holdings to 43,964.5467 shares. The report shows no option exercises, sales, or derivative activity. For investors, this filing is informational and does not indicate a change in control or a significant alteration of insider exposure.

Corporate Governance Expert

TL;DR Filing documents routine insider activity and proper use of an attorney-in-fact signature; governance implications are minimal.

The Form 4 identifies the reporting person as both a director and an officer and documents acquisition through dividend reinvestment, a common shareholder practice. The presence of an attorney-in-fact signature (Corey G. Prestidge) is noted and appears to follow Form 4 procedural norms. There are no governance red flags such as abrupt disposals, related-party transfers, or unexplained amendments in the disclosed content.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/04/2021	03/09/2021	A		45.5467(1)	A	$0.00	43,964.5467	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steve B. Thompson report for HTH?

The Form 4 reports acquisition of 45.5467 shares of Hilltop Holdings common stock on 03/04/2021 via dividend reinvestment.

How many Hilltop Holdings shares does the reporting person beneficially own after the transaction?

The filing shows a total beneficial ownership of 43,964.5467 shares following the reported transaction.

What role does the reporting person hold at Hilltop Holdings (HTH)?

The reporting person, Steve B. Thompson, is identified as a Director and an Officer (PrimeLending President and CEO).

Was the Form 4 signed by the reporting person?

The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, with a signature date of 09/26/2025.

Did the filing report any derivative transactions or sales?

No. The Form 4 discloses only a non-derivative acquisition by dividend reinvestment and does not list derivative transactions or dispositions.