[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, an officer and director listed as PrimeLending President and CEO, reported a non-derivative acquisition of 56.8092 shares of Hilltop Holdings Inc. (HTH) through dividend reinvestment on 12/01/2021 (reported 12/02/2021) at a $0.00 price per share. Following the reported transaction the filing shows 43,290.6757 shares beneficially owned. The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. The filing discloses the transaction code and explains the shares were acquired pursuant to reinvestment of dividends.

Insights

Corporate Governance Expert

TL;DR: Routine dividend reinvestment by an officer/director increases insider ownership slightly, with no cash consideration.

The Form 4 documents a small, routine increase in beneficial ownership via dividend reinvestment, which is a common, non-disruptive transaction that does not indicate a change in control or strategic direction. The report properly identifies the reporting person as an officer and director and provides the post-transaction beneficial ownership amount. Signature by an attorney-in-fact is disclosed.

Securities Analyst

TL;DR: Transaction is immaterial to valuation; it reflects dividend reinvestment rather than a market purchase or sale.

The acquisition of 56.8092 shares at a reported price of $0.00 reflects reinvested dividends rather than an open-market trade. The filing shows the officer retained or holds 43,290.6757 shares after the transaction. For investors, this is a routine insider ownership update with limited market impact.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
12/02/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/01/2021	12/02/2021	A		56.8092(1)	A	$0.00	43,290.6757	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steve B. Thompson report on the Form 4 for HTH?

He reported the acquisition of 56.8092 shares of Hilltop Holdings Inc. via dividend reinvestment on 12/01/2021, reported on 12/02/2021.

How many Hilltop Holdings (HTH) shares does the filing show Steve B. Thompson beneficially owns after the transaction?

The Form 4 shows 43,290.6757 shares beneficially owned following the reported transaction.

What was the reported purchase price for the shares on this Form 4?

The filing reports a price of $0.00, consistent with shares acquired through dividend reinvestment.

What role does Steve B. Thompson hold at Hilltop Holdings according to the filing?

The filing lists him as a Director and an Officer with the title PrimeLending President and CEO.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Corey G. Prestidge, Attorney-in-Fact for Steve B. Thompson on 09/26/2025.