[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, PrimeLending President and CEO and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of company common stock. The Form 4 discloses a transaction dated 08/30/2024 in which 368.973 shares were acquired at a price of $0.00 pursuant to dividend reinvestment, increasing Thompson's beneficial ownership to 111,207.4485 shares. The filing is signed by an attorney-in-fact on behalf of Thompson on 09/29/2025. The report is filed by one reporting person and identifies Thompson's role as an officer (PrimeLending President and CEO) and director.

Positive

• Acquisition disclosed: Reporting person acquired 368.973 shares via dividend reinvestment, increasing ownership to 111,207.4485 shares
• Clear disclosure of roles: Reporting person identified as a director and officer (PrimeLending President and CEO)

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider reinvested dividends into a modest number of shares, raising beneficial ownership to ~111.2k shares.

The Form 4 documents a routine acquisition by Steve B. Thompson of 368.973 common shares of Hilltop Holdings via dividend reinvestment at $0.00 per share, consistent with an automatic plan rather than an open-market purchase. The transaction modestly increases his total reported beneficial ownership to 111,207.4485 shares. There are no derivative transactions or dispositions reported. The filing appears procedural and not indicative of a material change in control or compensation structure.

Corporate Governance Expert

TL;DR: Filing shows routine insider dividend reinvestment; disclosure and signing are in order.

The Form 4 clearly identifies Thompson's roles with Hilltop Holdings and reports the acquisition mechanism as dividend reinvestment. The report was submitted by one reporting person and executed by an attorney-in-fact. No amendments, dispositions, option exercises, or related-party transactions are disclosed. This is a standard Section 16 filing reflecting an automatic reinvestment plan rather than an active trading decision.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/30/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/30/2024	09/03/2024	A		368.973(1)	A	$0.00	111,207.4485	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steve B. Thompson report on Form 4 for HTH?

The Form 4 reports an acquisition of 368.973 shares of Hilltop Holdings common stock dated 08/30/2024, via dividend reinvestment.

How many Hilltop Holdings shares does Thompson beneficially own after the transaction?

The filing states Thompson beneficially owns 111,207.4485 shares following the reported transaction.

What price was reported for the shares acquired on Form 4 (HTH)?

The transaction price is listed as $0.00, reflecting shares issued pursuant to dividend reinvestment.

What roles does the reporting person hold at Hilltop Holdings (HTH)?

The Form 4 identifies Steve B. Thompson as a director and an officer with the title PrimeLending President and CEO.

Who signed the Form 4 filing for Thompson and when?

The form is signed by Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson with a signature date of 09/29/2025.