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Heartland Express (NASDAQ: HTLD) CEO-related trusts gift 8.95M shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HEARTLAND EXPRESS INC director and CEO Michael J. Gerdin reported estate-planning transfers involving entities associated with him. On May 19, 2026, trusts and grantor retained annuity trusts (GRATs) made bona fide gifts totaling 8,948,912 shares of common stock at $0.00 per share. Following these gifts, one co-trustee trust held 8,939,532 shares and GRATs where he is trustee held 10,000,000 shares, with additional indirect holdings through other trusts and a family partnership where beneficial ownership is partly or fully disclaimed.

Positive

  • None.

Negative

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Insider GERDIN MICHAEL J
Role Chief Executive Officer
Type Security Shares Price Value
Gift Common Stock 4,474,456 $0.00 --
Gift Common Stock 4,474,456 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 10,000,000 shares (Indirect, Trustee of GRATs)
Footnotes (1)
  1. Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin. Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. Mr. Gerdin is a co-trustee of the Ann S. Gerdin Revocable Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust. Mr. Gerdin is the trustee of the Michael J. Gerdin Revocable Trust. Mr. Gerdin is a co-trustee of the 2009 Gerdin Heartland Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust. Mr. Gerdin is the trustee of trusts created for the benefit of his children. Mr. Gerdin is a co-trustee of the 2007 Gerdin Heartland Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust. Mr. Gerdin is a co-general partner of Gerdin Family Investments LP. Beneficial ownership is disclaimed except to the extent of Mr. Gerdin's percentage ownership of general and limited partner shares in the partnership. Mr. Gerdin's spouse is the trustee of the Michael J. Gerdin Family Trust.
Total gifted shares 8,948,912 shares Bona fide gifts of common stock on May 19, 2026
Gift per transaction 4,474,456 shares Each of two non-derivative gift transactions
Gift price $0.00 per share Bona fide gift transactions, non-cash transfers
GRAT holdings after gifts 10,000,000 shares Total shares held by GRATs where Gerdin is trustee
Co-trustee trust holdings after gifts 8,939,532 shares Shares held by Ann S. Gerdin Revocable Trust co-trustee
Family partnership holdings 1,936,276 shares Gerdin Family Investments LP, indirect ownership
grantor retained annuity trusts (GRATs) financial
"Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin."
bona fide gift financial
"transaction_code_description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
beneficial ownership is disclaimed financial
"As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust."
co-general partner financial
"Mr. Gerdin is a co-general partner of Gerdin Family Investments LP."
grantor retained annuity trusts financial
"Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit."
A grantor retained annuity trust (GRAT) is an estate-planning tool where an owner transfers assets into a trust and receives fixed payments back for a set number of years; any remaining assets after that period pass to designated beneficiaries. For investors it matters because it can move future investment growth to heirs while potentially reducing gift and estate taxes — like putting a rising asset in a timed box that pays you first and gives the remaining upside to others.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GERDIN MICHAEL J

(Last)(First)(Middle)
901 HEARTLAND WAY

(Street)
NORTH LIBERTY IOWA 52317

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HEARTLAND EXPRESS INC [ HTLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)XOther (specify below)
Chief Executive OfficerCo-Trustee of 10% Owner
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/19/2026G(1)4,474,456D$010,000,000ITrustee of GRATs(2)
Common Stock05/19/2026G(1)4,474,456A$08,939,532ICo-Trustee of Trust(3)
Common Stock1,491,868ITrustee of Trust(4)
Common Stock4,283,975ICo-Trustee of Trust(5)
Common Stock38,424ITrustee of Trusts(6)
Common Stock5,003,805ICo-Trustee of Trust(7)
Common Stock1,936,276ICo-General Partner of Partnership(8)
Common Stock438,282ISpouse is Trustee of Shares Held by Trust(9)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.
2. Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit.
3. Mr. Gerdin is a co-trustee of the Ann S. Gerdin Revocable Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust.
4. Mr. Gerdin is the trustee of the Michael J. Gerdin Revocable Trust.
5. Mr. Gerdin is a co-trustee of the 2009 Gerdin Heartland Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust.
6. Mr. Gerdin is the trustee of trusts created for the benefit of his children.
7. Mr. Gerdin is a co-trustee of the 2007 Gerdin Heartland Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust.
8. Mr. Gerdin is a co-general partner of Gerdin Family Investments LP. Beneficial ownership is disclaimed except to the extent of Mr. Gerdin's percentage ownership of general and limited partner shares in the partnership.
9. Mr. Gerdin's spouse is the trustee of the Michael J. Gerdin Family Trust.
Remarks:
/S/Michael J. Gerdin05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Heartland Express (HTLD) report in this Form 4 filing?

Heartland Express reported that trusts and GRATs associated with CEO Michael J. Gerdin made bona fide gifts of company common stock. These are non-cash, estate-planning transfers rather than open-market trades, and are disclosed to show updated indirect ownership positions.

How many Heartland Express shares were gifted in the latest HTLD Form 4?

The filing shows bona fide gifts totaling 8,948,912 shares of Heartland Express common stock. These gifts occurred through two separate transactions of 4,474,456 shares each, involving a co-trustee trust and GRATs where Michael J. Gerdin serves as trustee.

Were the Heartland Express (HTLD) Form 4 transactions insider sales?

No, the transactions are coded as bona fide gifts, not sales. Shares were transferred at $0.00 per share from trusts and GRATs associated with Michael J. Gerdin, reflecting estate and wealth-planning activity rather than open-market selling of HTLD stock.

What indirect HTLD holdings remain in GRATs after these gifts?

After the reported gifts, GRATs where Michael J. Gerdin is trustee hold 10,000,000 Heartland Express shares. Footnotes explain these are grantor retained annuity trusts created for the benefit of Ann S. Gerdin, and he reports them due to his trustee role.

How does Michael J. Gerdin’s Form 4 describe his beneficial ownership in HTLD trusts?

The filing states he is co-trustee or trustee of several trusts and a family partnership. It notes he disclaims beneficial ownership for certain trusts and for partnership interests beyond his proportionate share, clarifying the extent of his economic interest in HTLD shares.

What types of entities hold Heartland Express shares for Michael J. Gerdin?

Indirect holdings are reported through grantor retained annuity trusts (GRATs), revocable trusts, children’s trusts, a family trust, and Gerdin Family Investments LP. Each entity’s role and Gerdin’s trustee or co-general partner status are described in the footnotes.