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H2O America CEO logs RSU tax withholding

H2O America Chief Executive Officer Andrew F. Walters reported routine equity compensation activity.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

H2O America Chief Executive Officer Andrew F. Walters reported routine equity compensation activity. On July 1, 2026, restricted stock units (RSUs) vested, and 374 shares of Common Stock were withheld and returned to the issuer to satisfy applicable tax withholding at $60.74 per share, rather than sold in the open market. After this tax-related disposition to the company, Walters directly holds 26,461 shares of Common Stock, which the filing explains include 15,235 issued shares and 11,226 shares underlying unvested RSUs that will vest over time in line with their terms. Separately, the filing shows an indirect holding of 100 shares held by his spouse.

Positive

  • None.

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Insider Walters Andrew F
Role Chief Executive Officer
Type Security Shares Price Value
Disposition Common Stock 374 $60.74 $23K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 26,461 shares (Direct); Common Stock — 100 shares (Indirect, Held by spouse)
Footnotes (2)
  1. F1. Represents 374 shares of the issuer's common stock (Common Stock) withheld in satisfaction of applicable withholding taxes upon the vesting of certain shares of Common Stock that became issuable on July 1, 2026 pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer dated July 1, 2025. The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities at the time the RSUs were granted. Accordingly, the issuance of such shares is not a reportable transaction on this Form 4.
  2. F2. Represents 15,235 shares of Common Stock and 11,226 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Tax-withheld shares 374 shares Shares withheld on RSU vesting July 1, 2026
Withholding price $60.74 per share Value used for shares withheld for taxes
Direct holdings post-transaction 26,461 shares Common Stock held directly after July 1, 2026 events
Issued common shares 15,235 shares Portion of direct holdings identified as issued Common Stock
Unvested RSU underlying shares 11,226 shares Common Stock underlying RSUs that will vest over time
Indirect spouse holdings 100 shares Common Stock held indirectly via spouse
Restricted Stock Unit Issuance Agreement financial
"pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer"
withheld in satisfaction of applicable withholding taxes financial
"Represents 374 shares of the issuer's common stock withheld in satisfaction of applicable withholding taxes"
RSUs financial
"The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Disposition to issuer financial
"transaction_code_description: Disposition to issuer"

FAQ

What insider activity did H2O America (HTO) report for CEO Andrew Walters?
H2O America reported that CEO Andrew F. Walters had RSUs vest on July 1, 2026, with 374 shares withheld and returned to the company to cover tax obligations. This was a compensation-related, non-market disposition rather than an open-market stock sale.

How many H2O America (HTO) shares were involved in the CEO’s tax withholding?
The filing shows 374 shares of H2O America Common Stock were withheld at $60.74 per share to satisfy tax withholding when RSUs vested. These shares were returned to the issuer, so no open-market sale or purchase occurred in connection with this event.

What are Andrew Walters’ H2O America (HTO) holdings after the reported Form 4?
After the reported transactions, Andrew F. Walters directly holds 26,461 H2O America shares. Footnotes state this includes 15,235 issued shares and 11,226 shares underlying RSUs that will vest over time, plus 100 additional shares held indirectly by his spouse.

Did the H2O America (HTO) CEO sell shares in the open market in this filing?
No, the filing indicates 374 shares were withheld and returned to H2O America to cover tax obligations from RSU vesting. This is characterized as a disposition to the issuer, not an open-market sale, and reflects routine handling of equity compensation taxes.

What do the RSUs mentioned in the H2O America (HTO) Form 4 represent?
The RSUs represent stock-based compensation for CEO Andrew F. Walters. The filing notes 11,226 shares of Common Stock underlying RSUs will vest and become issuable under their terms, in addition to 15,235 currently issued shares included in his reported direct holdings.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walters Andrew F
(Last)(First)(Middle)
110 W TAYLOR STREET
(Street)
SAN JOSE CALIFORNIA 95110
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
H2O AMERICA [ HTO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026D374(1)D$60.7426,461(2)D
Common Stock100IHeld by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 374 shares of the issuer's common stock (Common Stock) withheld in satisfaction of applicable withholding taxes upon the vesting of certain shares of Common Stock that became issuable on July 1, 2026 pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer dated July 1, 2025. The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities at the time the RSUs were granted. Accordingly, the issuance of such shares is not a reportable transaction on this Form 4.
2. Represents 15,235 shares of Common Stock and 11,226 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Remarks:
/s/ Willie Brown Attorney-in-Fact for Andrew F. Walters07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR