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Huize (HUIZ) General Counsel reports large option grants and indirect stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Huize Holding Ltd filed an initial ownership report for its General Counsel, Serena Zhu, detailing her equity interests in the company. The filing shows multiple option grants over time, each exercisable for Class A common shares at an exercise price of $0.0024 per share and expiring between 2029 and 2035.

The options cover 1,180,568 underlying Class A common shares granted on September 28, 2025, which vest in eight quarterly installments through September 30, 2027, and 3,600,000 underlying shares granted on April 22, 2024, vesting in eight quarterly installments through June 30, 2026. Additional grants for 600,000, 640,000 and 96,366 underlying shares, granted between 2019 and 2023, are reported as fully vested. The filing also reports indirect ownership of 541,765 Class A common shares held through Bodyguard Holding Limited.

Positive

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Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Zhu Hong (Serena)

(Last)(First)(Middle)
49/F, BUILDING T1, QIANHAI FINANCIAL
CENTRE, LINHAI AVENUE, QIANHAI SHENZHEN

(Street)
SHENZHEN, GUANGDONG PROVINCECHINA518000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Huize Holding Ltd [ HUIZ ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common shares541,765IBy Bodyguard Holding Limited
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options09/30/202709/28/2035Class A common shares1,180,568(1)$0.0024D
Options06/30/202604/22/2034Class A common shares3,600,000(2)$0.0024D
Options03/31/202503/14/2033Class A common shares600,000(3)$0.0024D
Options09/30/202309/08/2031Class A common shares640,000(4)$0.0024D
Options06/30/202306/30/2029Class A common shares96,366(5)$0.0024D
Explanation of Responses:
1. The 1,180,568 options were granted to the reporting person on September 28, 2025, and are scheduled to vest in eight equal quarterly installments of 147,571 options each over a two-year period. One out of the eight installments has already vested, and the remaining seven installments will vest on March 31, 2026, June 30, 2026, September 30, 2026, December 31, 2026, March 31, 2027, June 30, 2027 and September 30, 2027, respectively.
2. The 3,600,000 options were granted to the reporting person on April 22, 2024, and are scheduled to vest in eight equal quarterly installments of 450,000 options each over a two-year period. Six out of the eight installments have already vested, and the remaining two installments will vest on March 31, 2026 and June 30, 2026, respectively.
3. The 600,000 options were granted to the reporting person on March 14, 2023 and have been fully vested.
4. The 640,000 options were granted to the reporting person on September 8, 2021 and have been fully vested.
5. The 96,366 options were granted to the reporting person on June 30, 2019 and have been fully vested.
/s/ Hong Zhu03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Huize Holding Ltd (HUIZ) Form 3 disclose for Serena Zhu?

The Form 3 discloses General Counsel Serena Zhu’s initial beneficial ownership in Huize, including several option grants on Class A common shares and indirect holdings via Bodyguard Holding Limited. It outlines strike price, vesting schedules, and expiration dates for each option grant.

How many Huize (HUIZ) shares are covered by Serena Zhu’s option grants?

The filing lists options over 1,180,568, 3,600,000, 600,000, 640,000 and 96,366 underlying Class A common shares. Each block relates to a separate grant with its own grant date, vesting status, and expiration date disclosed in the document.

What are the exercise prices and expirations of Huize (HUIZ) options held by Serena Zhu?

Each option series has an exercise price of $0.0024 per Class A common share. The options expire between June 30, 2029 and September 28, 2035, with specific expiration dates tied to each grant described in the filing’s derivative holdings section.

How do the vesting schedules work for Serena Zhu’s Huize (HUIZ) options?

The 1,180,568 options granted September 28, 2025 vest in eight equal quarterly installments, with one already vested and seven vesting through September 30, 2027. The 3,600,000 options vest in eight quarterly installments, six already vested and two vesting on March 31 and June 30, 2026.

Which Huize (HUIZ) option grants to Serena Zhu are already fully vested?

The filing states that grants of 600,000 options from March 14, 2023, 640,000 options from September 8, 2021, and 96,366 options from June 30, 2019 have all fully vested. These fully vested options remain outstanding subject to their respective expiration dates.

What indirect Huize (HUIZ) share ownership is reported for Serena Zhu?

The report shows 541,765 Class A common shares held indirectly through Bodyguard Holding Limited. This indicates her beneficial interest in shares owned by that entity, separate from the options she holds directly on Huize’s Class A common shares.
Huize Holding Ltd

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