STOCK TITAN

Humana Inc. (HUM) director gets $200,000 in restricted stock units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Crawford Frederick John reported acquisition or exercise transactions in this Form 4 filing.

Humana Inc. director Frederick John Crawford received an initial grant of 544 restricted stock units on August 1, 2026, under the company’s 2026 Stock Incentive Plan and annual Director Compensation Program. The award, valued at $200,000, will be forfeited if his service is less than one year. He also reports 21 shares held in managed trust accounts where he has no investment control.

Positive

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Negative

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Insider Crawford Frederick John
Role Director
Type Security Shares Price Value
Grant/Award Humana Common F2, F3 544 $0.00 $0.00
holding Humana Common F1 -- -- --
Holdings After Transaction: Humana Common — 544 shares (Direct); Humana Common — 21 shares (Indirect, See Footnote)
Footnotes (3)
  1. F1. Shares owned in managed Trust account(s) where reporting person has no investment control.
  2. F2. Right to receive one share per restricted stock unit pursuant to the Company's 2026 Stock Incentive Plan. Includes 544 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  3. F3. Initial award of $200,000 worth of restricted stock units pursuant to the annual Director Compensation Program. Award will be forfeited in its entirety if service is less than one year.
Restricted stock units granted 544 units Initial director award on 2026-08-01 under 2026 Stock Incentive Plan
Grant value $200,000 Value of initial restricted stock unit award under annual Director Compensation Program
Indirectly held shares 21 shares Shares in managed trust accounts where the reporting person has no investment control
restricted stock units financial
"Includes 544 restricted stock units representing a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2026 Stock Incentive Plan financial
"Right to receive one share per restricted stock unit pursuant to the Company's 2026 Stock Incentive Plan"
annual Director Compensation Program financial
"Initial award of $200,000 worth of restricted stock units pursuant to the annual Director Compensation Program"
Rule 16b-3(d)(1) & (3) regulatory
"exempt under Rule 16b-3(d)(1) & (3)"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity award did Humana (HUM) director Frederick John Crawford receive?

Frederick John Crawford received an initial grant of 544 restricted stock units on August 1, 2026. The award is made under Humana’s 2026 Stock Incentive Plan and annual Director Compensation Program and represents $200,000 of equity, subject to service-based forfeiture.

What is the value of the restricted stock unit grant reported for HUM?

The restricted stock unit grant is valued at $200,000 under Humana’s annual Director Compensation Program. This value is tied to 544 restricted stock units, each representing a contingent right to receive one share of Humana common stock if service conditions are met.

What conditions apply to Frederick John Crawford’s Humana (HUM) RSU award?

The RSU award will be forfeited in its entirety if Frederick John Crawford’s service is less than one year. The 544 restricted stock units are granted under the 2026 Stock Incentive Plan and represent contingent rights, not currently issued shares.

How many Humana (HUM) shares does Frederick John Crawford hold indirectly?

He reports 21 shares held indirectly in managed trust accounts. According to the disclosure, these shares are owned in trust accounts where he has no investment control, which limits his ability to direct their trading or investment decisions.

Does the Humana (HUM) Form 4 indicate a Rule 10b5-1 trading plan?

The filing’s 10b5-1 checkbox is not marked as a plan transaction and there is no footnote referencing a Rule 10b5-1 plan. The reported activity consists of a director equity award and trust-held shares, rather than open-market trading under a pre-arranged plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Crawford Frederick John

(Last)(First)(Middle)
HUMANA INC.
101 E. MAIN STREET

(Street)
LOUISVILLE KENTUCKY 40202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HUMANA INC [ HUM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Humana Common21ISee Footnote(1)
Humana Common08/01/2026A544(2)A$0544(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares owned in managed Trust account(s) where reporting person has no investment control.
2. Right to receive one share per restricted stock unit pursuant to the Company's 2026 Stock Incentive Plan. Includes 544 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
3. Initial award of $200,000 worth of restricted stock units pursuant to the annual Director Compensation Program. Award will be forfeited in its entirety if service is less than one year.
Frederick J. Crawford08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)