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Huron (NASDAQ: HURN) director reports tax withholding and new RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Huron Consulting Group director James H. Roth reported routine equity movements. On March 1, 2026, 220 common shares were withheld to cover taxes tied to vesting restricted stock, and he received 1,273 restricted stock units that vest in four equal installments starting March 1, 2027. He now directly holds 34,154 common shares and indirectly holds 3,855 shares through a family LLC.

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Insider Roth James H
Role Director
Type Security Shares Price Value
Tax Withholding Common Stock 220 $141.40 $31K
Grant/Award Common Stock 1,273 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 32,881 shares (Direct); Common Stock — 3,855 shares (Indirect, By Family LLC)
Footnotes (1)
  1. Shares withheld in order to satisfy tax liability associated with vesting of restricted shares. Consists of restricted stock units granted to the reporting person on March 1, 2026, which restricted stock units will vest in four equal installments beginning on March 1, 2027.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roth James H

(Last) (First) (Middle)
550 WEST VAN BUREN STREET

(Street)
CHICAGO IL 60607

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Huron Consulting Group Inc. [ HURN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 220(1) D $141.4 32,881 D
Common Stock 03/01/2026 A 1,273(2) A $0 34,154 D
Common Stock 3,855 I By Family LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld in order to satisfy tax liability associated with vesting of restricted shares.
2. Consists of restricted stock units granted to the reporting person on March 1, 2026, which restricted stock units will vest in four equal installments beginning on March 1, 2027.
Remarks:
/s/ Hope Katz, Attorney-in-fact for James H. Roth 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Huron (HURN) director James H. Roth report?

James H. Roth reported tax-related share withholding and an equity award. On March 1, 2026, 220 shares were withheld to satisfy taxes on vesting stock, and he received 1,273 restricted stock units as a new grant from Huron Consulting Group.

Were James H. Roth’s Huron (HURN) share dispositions open-market sales?

No, the reported disposition was tax-related. The 220 Huron shares were withheld by the company to satisfy tax liability from vesting restricted shares, rather than being sold in the open market or as a discretionary sale by James H. Roth.

What equity award did Huron (HURN) grant to James H. Roth?

Huron granted James H. Roth 1,273 restricted stock units on March 1, 2026. According to the filing, these units will vest in four equal installments beginning March 1, 2027, providing a multi‑year, time‑based incentive tied to his continued service.

How many Huron (HURN) shares does James H. Roth now own directly and indirectly?

After the reported transactions, James H. Roth directly owns 34,154 Huron common shares. He also has indirect ownership of 3,855 additional shares held through a family LLC, reflecting both his personal and related-entity interests disclosed in the Form 4 filing.

What is the purpose of the Huron (HURN) shares withheld from James H. Roth?

The 220 Huron shares were withheld to cover taxes on vesting restricted shares. This method allows the company to satisfy Roth’s tax obligation by retaining shares instead of requiring a separate cash payment, which is a common administrative practice for equity compensation.