HVT director granted 6,881 phantom stock units

DUKES LAURA ALLISON reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

DUKES LAURA ALLISON reported acquisition or exercise transactions in this Form 4 filing.

HAVERTY FURNITURE COMPANIES INC director Laura Allison Dukes received a grant of 6,881 phantom stock units linked to common stock. The award was granted at a price of $0.00 per unit as part of director compensation.

The phantom stock is deferred under the company’s Directors' Deferred Compensation Plan, with settlement to occur according to elections made under that plan. Following this grant, Dukes holds 45,529 phantom stock units directly. This filing reflects a routine, non-cash compensation grant rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 6,881 shares

Grant/Award 1 txn

Insider DUKES LAURA ALLISON

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Phantom Stock	6,881	$0.00	$0.00

Holdings After Transaction: Phantom Stock — 45,529 contracts (Direct)

Footnotes (1)

1. F1. Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Key Figures

Phantom stock grant: 6,881 units Grant price: $0.00 per unit Phantom units after grant: 45,529 units +1 more

4 metrics

Phantom stock grant 6,881 units Grant on 2026-05-11 under Directors' Deferred Compensation Plan

Grant price $0.00 per unit Phantom stock award price

Phantom units after grant 45,529 units Total phantom stock units held following transaction

Underlying common shares 6,881 shares Underlying common stock tied to this phantom stock grant

Key Terms

Phantom Stock, Directors' Deferred Compensation Plan, underlying security, Grant, award, or other acquisition

4 terms

Phantom Stock financial

"security_title": "Phantom Stock""

A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.

Directors' Deferred Compensation Plan financial

"Deferred under Directors' Deferred Compensation Plan. Settlement will occur"

underlying security financial

"underlying_security_title": "Common Stock""

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HAVERTY FURNITURE (HVT) report for Laura Allison Dukes?

HAVERTY FURNITURE reported that director Laura Allison Dukes received 6,881 phantom stock units as a compensation grant. The units were awarded at $0.00 per unit and are linked to the company’s common stock under a deferred compensation plan.

Was the HVT Form 4 transaction a stock purchase or sale by the director?

The HVT Form 4 does not show a market purchase or sale. It reports a grant of 6,881 phantom stock units as compensation, awarded at $0.00 per unit under a Directors' Deferred Compensation Plan, rather than an open-market trade.

How many phantom stock units does Laura Allison Dukes hold after this HVT grant?

After the reported grant, Laura Allison Dukes holds 45,529 phantom stock units. This total reflects the addition of 6,881 newly granted units to her existing deferred phantom stock balance under the company’s director compensation arrangements.

What is phantom stock in the context of HAVERTY FURNITURE (HVT)?

In this context, phantom stock represents units whose value is tied to HVT common stock but do not involve immediate share issuance. The Form 4 notes that the phantom stock is deferred under a Directors' Deferred Compensation Plan, with future settlement based on plan elections.

How and when will the HVT phantom stock granted to Dukes be settled?

The filing states the phantom stock is deferred under the Directors' Deferred Compensation Plan. Settlement will occur as prescribed by Dukes’ elections under that plan, meaning payout timing and form follow preselected plan rules rather than immediate delivery.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 04:44 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DUKES LAURA ALLISON

(Last) (First) (Middle)

780 JOHNSON FERRY RD.

SUITE 800

(Street)

ATLANTA GEORGIA 30342

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HAVERTY FURNITURE COMPANIES INC [ HVT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock	$0	05/11/2026		A		6,881		(1)	(1)	Common Stock	6,881	$0	45,529	D

Explanation of Responses:

1. Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

	Belinda J. Clements, Attorney-in-Fact	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)