Welcome to our dedicated page for Hawthorn Banc SEC filings (Ticker: HWBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Looking for the net interest margin trends, credit-quality updates, or dividend declarations that drive Hawthorn Bancshares’ valuation? Start here. Our SEC filings hub walks you through every document the 150-year-old community bank submits, turning dense pages into concise insights.
Most investors begin with the Hawthorn Bancshares quarterly earnings report 10-Q filing to gauge loan growth and deposit costs. Our AI-powered summaries surface those metrics instantly, while the full text remains just a click away. Need the big picture? The Hawthorn Bancshares annual report 10-K simplified section breaks down capital ratios, SBA loan exposure, and regional economic risks in language that’s easy to act on.
Real-time alerts keep you ahead of insider activity. Track Hawthorn Bancshares insider trading Form 4 transactions or dive deeper with Hawthorn Bancshares Form 4 insider transactions real-time to spot executive sentiment shifts. For board-level matters, the Hawthorn Bancshares proxy statement executive compensation area highlights pay structures and governance votes.
- 8-K updates: Get Hawthorn Bancshares 8-K material events explained within minutes of EDGAR release.
- AI clarity: Explore understanding Hawthorn Bancshares SEC documents with AI—plain-English context on loan loss provisions and community commitments.
- Actionable research: Each filing includes a Hawthorn Bancshares earnings report filing analysis that links financial shifts to market impact.
Whether you’re monitoring Hawthorn Bancshares executive stock transactions Form 4 before earnings or comparing deposit growth across quarters, our platform delivers comprehensive coverage, expert commentary, and real-time updates—all designed to make Hawthorn Bancshares SEC filings explained simply.
Hawthorn Bancshares, Inc. (Nasdaq: HWBK) has filed Pre-Effective Amendment No. 1 to its Form S-3 shelf registration statement (File No. 333-288274). The sole purpose of the amendment is administrative—adding live hyperlinks to documents incorporated by reference—so that the filing complies with SEC technical requirements. Except for these hyperlinks, no other changes have been made.
The underlying Form S-3, originally filed 24 June 2025, enables Hawthorn to issue, from time to time and in one or more offerings, up to $150 million of the following securities, individually or in any combination: common stock, preferred stock, debt securities, depositary shares, warrants, purchase contracts, purchase units, subscription rights and units. Securities may be convertible or exchangeable into other Hawthorn securities, providing the company with significant structural flexibility.
The company’s common stock is already listed on the Nasdaq Global Select Market under the ticker symbol “HWBK.” The registration statement is being filed pursuant to Rule 415 (shelf offering), allowing sales on a continuous or delayed basis through underwriters, dealers, agents or directly to investors, as detailed in the “Plan of Distribution.” Net proceeds, pricing and specific terms of any future issuance will be disclosed in subsequent prospectus supplements.
Hawthorn is classified as an accelerated filer and a smaller reporting company; it is not an emerging growth company. Investors are reminded that the securities are not FDIC-insured and involve investment risk, including potential loss of principal. Until the registration statement is declared effective, no offers or sales may legally occur.
Hawthorn Bancshares, Inc. (Nasdaq: HWBK) has filed a universal shelf registration statement on Form S-3, permitting the company to issue up to $150 million of securities—common and preferred stock, debt, depositary shares, warrants, purchase contracts, subscription rights and units—on a delayed or continuous basis. Hawthorn is an accelerated filer and qualifies as a smaller reporting company, but is not an emerging growth company. Each takedown will be accompanied by a prospectus supplement specifying the exact terms, pricing, distribution method and use of proceeds. The filing provides substantial capital-raising flexibility to fund growth initiatives, bolster regulatory capital, repay debt or pursue acquisitions, yet it also introduces the possibility of dilution for existing shareholders if equity is issued. Hawthorn’s common stock trades on the Nasdaq Global Select Market under the ticker HWBK. No securities may be sold until the SEC declares the registration statement effective, and the securities are not insured by the FDIC.
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