Welcome to our dedicated page for Hawthorn Banc SEC filings (Ticker: HWBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Hawthorn Bancshares, Inc. (NASDAQ: HWBK) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a financial-bank holding company. Hawthorn Bancshares files with the U.S. Securities and Exchange Commission as a Missouri corporation and parent of Hawthorn Bank, which serves families and businesses in Missouri.
Investors researching HWBK can use this page to review Forms 10-Q and 10-K for detailed financial statements, segment information, net interest income, non-interest income, efficiency ratios, and asset quality metrics such as non-performing loans, non-performing assets, and allowance for credit losses. These periodic reports also present the company’s capital ratios, including total risk-based capital, tier 1 risk-based capital, common equity Tier 1 capital, and tier 1 leverage ratios, which Hawthorn Bancshares highlights as evidence of its “well capitalized” regulatory status.
The company’s Form 8-K filings frequently furnish earnings press releases and document dividend declarations. For example, recent 8-Ks report quarterly results for periods ended March 31, June 30, and September 30, 2025, and disclose Board approvals of cash dividends per common share with specified record and payment dates. These current reports help track material events related to financial performance and capital actions.
Users can also monitor insider transaction reports (Form 4) and other ownership-related filings, when available, to see how directors and officers transact in HWBK shares. Stock Titan’s platform adds AI-powered summaries to new filings, helping explain complex sections of lengthy reports and highlighting key items such as changes in net interest margin, credit loss provisions, or capital ratios, while maintaining direct access to the original EDGAR documents.
Hawthorn Bancshares, Inc. is a Missouri-based financial holding company that owns Hawthorn Bank and related subsidiaries. It operates 18 banking offices and, beginning in 2025, reports two segments: a traditional Bank segment and a separate Wealth Management segment focused on investment and trust services.
The company uses HB Realty, a REIT subsidiary, to hold mortgage loans, which had an approximate aggregate book value of $578.4 million as of December 31, 2025. It employed about 255 full-time and 11 part-time staff and considers employee relations satisfactory.
The Bank is FDIC-insured, heavily regulated by federal and Missouri authorities, and classified as well-capitalized. Extensive risk disclosures highlight dependence on central and west-central Missouri and the Kansas City MSA, interest rate and credit risks, competition from banks and fintech, liquidity pressures, technology and cybersecurity threats, climate and severe weather, and evolving regulation including digital asset and stablecoin rules.
Hawthorn Bancshares, Inc. reported its financial results for the fourth quarter and full year ended December 31, 2025, via a press release furnished as an exhibit. The company also announced that its Board of Directors approved a quarterly cash dividend of $0.21 per common share.
The new $0.21 dividend represents an increase of $0.01 per share, or 5%, from the previous quarterly dividend. It is payable on April 1, 2026 to shareholders of record at the close of business on March 15, 2026, signaling a modest step-up in cash returns to shareholders.
Hawthorn Bancshares (HWBK) reported stronger Q3 results. Net income rose to
On the balance sheet, loans held for investment increased to
Credit metrics were stable overall: the allowance for credit losses was
Hawthorn Bancshares, Inc. (HWBK) filed an 8-K stating it furnished a press release with financial results for the three and nine months ended September 30, 2025, and announced a quarterly cash dividend.
The Board approved a $0.20 per common share dividend, payable January 1, 2026 to shareholders of record at the close of business on December 15, 2025. The earnings press release is provided as Exhibit 99.1, and the dividend announcement as Exhibit 99.2. The results information is furnished, not filed, under Item 2.02.
Hawthorn Bancshares reported stronger earnings for the quarter and first half of 2025 driven by wider net interest margins and lower funding costs. Net income for the quarter was $6.101 million versus $4.629 million a year earlier, and $11.484 million for the six months versus $9.085 million a year earlier. Basic and diluted EPS rose to $0.88 for the quarter and $1.65 for the six-month period.
Net interest income increased to $16.142 million for the quarter (from $14.172 million) and $31.436 million for six months (from $28.920 million), as total interest expense fell to $7.769 million quarterly from $9.384 million. Total assets were $1.877 billion (up from $1.825 billion), cash and cash equivalents rose to $100.294 million, while net loans were essentially stable at $1.441 billion. Deposits decreased modestly to $1.518 billion; FHLB advances increased to $140.1 million. The available-for-sale securities portfolio had $30.4 million of unrealized losses in accumulated other comprehensive loss primarily from interest-rate movement. The board approved a $10.0 million repurchase program and repurchased $2.2 million year-to-date.
Hawthorn Bancshares, Inc. (Nasdaq: HWBK) has filed Pre-Effective Amendment No. 1 to its Form S-3 shelf registration statement (File No. 333-288274). The sole purpose of the amendment is administrative—adding live hyperlinks to documents incorporated by reference—so that the filing complies with SEC technical requirements. Except for these hyperlinks, no other changes have been made.
The underlying Form S-3, originally filed 24 June 2025, enables Hawthorn to issue, from time to time and in one or more offerings, up to $150 million of the following securities, individually or in any combination: common stock, preferred stock, debt securities, depositary shares, warrants, purchase contracts, purchase units, subscription rights and units. Securities may be convertible or exchangeable into other Hawthorn securities, providing the company with significant structural flexibility.
The company’s common stock is already listed on the Nasdaq Global Select Market under the ticker symbol “HWBK.” The registration statement is being filed pursuant to Rule 415 (shelf offering), allowing sales on a continuous or delayed basis through underwriters, dealers, agents or directly to investors, as detailed in the “Plan of Distribution.” Net proceeds, pricing and specific terms of any future issuance will be disclosed in subsequent prospectus supplements.
Hawthorn is classified as an accelerated filer and a smaller reporting company; it is not an emerging growth company. Investors are reminded that the securities are not FDIC-insured and involve investment risk, including potential loss of principal. Until the registration statement is declared effective, no offers or sales may legally occur.
Hawthorn Bancshares, Inc. (Nasdaq: HWBK) has filed a universal shelf registration statement on Form S-3, permitting the company to issue up to $150 million of securities—common and preferred stock, debt, depositary shares, warrants, purchase contracts, subscription rights and units—on a delayed or continuous basis. Hawthorn is an accelerated filer and qualifies as a smaller reporting company, but is not an emerging growth company. Each takedown will be accompanied by a prospectus supplement specifying the exact terms, pricing, distribution method and use of proceeds. The filing provides substantial capital-raising flexibility to fund growth initiatives, bolster regulatory capital, repay debt or pursue acquisitions, yet it also introduces the possibility of dilution for existing shareholders if equity is issued. Hawthorn’s common stock trades on the Nasdaq Global Select Market under the ticker HWBK. No securities may be sold until the SEC declares the registration statement effective, and the securities are not insured by the FDIC.