Director Hettinger (HWBK) receives 500 restricted stock units at Hawthorn Bancshares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Hettinger Shawna M. reported acquisition or exercise transactions in this Form 4 filing.
Hawthorn Bancshares director receives equity award
Director Shawna M. Hettinger reported an award of 500 shares of Hawthorn Bancshares, Inc. common stock in the form of unvested restricted stock units under the company’s Equity Incentive Plan. These RSUs will fully vest on June 2, 2027, if she continues serving through that date.
In addition to this award, a holding entry shows she directly owns 4,124 shares of common stock following the reported transactions. The grant is compensation-related rather than an open‑market purchase or sale.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Hettinger Shawna M.
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 500 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 500 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
RSU award: 500 restricted stock units
RSU grant price: $0.00 per share
RSU vesting date: June 2, 2027
+2 more
5 metrics
RSU award
500 restricted stock units
Granted June 2, 2026 under Equity Incentive Plan
RSU grant price
$0.00 per share
Compensation-related award, not open-market purchase
RSU vesting date
June 2, 2027
Full vesting subject to continued service
Common shares held
4,124 shares
Directly owned following reported transactions
Transaction direction summary
1 acquisition, 1 holding entry
No reported open-market buys or sells
Key Terms
restricted stock units, RSUs, Equity Incentive Plan, Form 4, +1 more
5 terms
restricted stock units financial
"Represents unvested restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"The RSUs will fully vest on June 2, 2027, subject to the reporting person's continued service"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Equity Incentive Plan financial
"granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock financial
"Represents unvested restricted stock units ("RSUs") ... that can be settled only in shares of Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
Is the Shawna M. Hettinger Form 4 for HWBK a stock purchase or sale?
It is not an open-market purchase or sale; it is a compensation-related equity grant. The filing records 500 restricted stock units awarded at zero price, plus an updated holding entry showing 4,124 directly owned Hawthorn Bancshares common shares.