Welcome to our dedicated page for HWH International SEC filings (Ticker: HWH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
HWH International Inc. filings document material events, governance matters, capital structure and operating disclosures for a Nasdaq-listed lifestyle company with food and beverage, education, travel and robotics-related initiatives. Its Form 8-K reports cover material agreements, shareholder voting matters, executive leadership changes, auditor changes, registered offering activity and other corporate events.
The company’s proxy and annual-meeting filings describe board elections, auditor ratification and stockholder voting mechanics. Other filings document capital actions, security terms, pro forma financial information and completed asset-disposition disclosures, including the sale of a majority interest in Alset F&B One Pte. Ltd., a Singapore cafe subsidiary.
HWH International Inc. (symbol: HWH) is the issuer of record for a Form 8-K filing submitted to the SEC.
HWH International Inc. (HWH) announced a significant leadership transition effective September 1, 2026. Chan Heng Fai resigned as Chairman and Chief Executive Officer and will remain on the Board. Liu Ming Hui has been appointed Executive Chairman and Liu Ming Xing has been appointed Chief Executive Officer.
The filing highlights prior strategic financing completed on August 10, 2026, when Smart Dynamics Technology Limited, now the Company’s majority stockholder, purchased 20,000,000 common shares and warrants for up to 160,000,000 additional shares for $10,000,000 under a Securities Purchase Agreement that granted it the right to appoint three directors. Family relationships among new leaders and director Liu Chang (Cathy) are disclosed, and both Liu brothers bring senior leadership experience from China Gas Holdings Limited.
HWH International Inc. (HWH) reported a private exempt securities offering under Regulation D, in which investor Smart Dynamics Technology Limited invested $10,000,000 through a Securities Purchase Agreement that closed on August 10, 2026, acquiring a controlling interest in HWH.
The offering, relying on Rule 506(b), involved equity securities and related options or warrants. The full $10,000,000 has been sold with $0 remaining, and no finders’ fees were paid. HWH indicates an annual revenue range of $1 – $1,000,000, suggesting the new capital is significant relative to its current size.
HWH International Inc. entered into a Securities Purchase Agreement under which Smart Dynamics Technology Limited purchased 20,000,000 common shares and received warrants for 160,000,000 additional shares at an exercise price of $0.63 per share, for an aggregate purchase price of $10,000,000. The transaction closed on August 10, 2026 and resulted in a change of control, with Smart Dynamics Technology Limited (and indirectly its owner, Liu Ming Hui) beneficially owning 180,000,000 shares and warrants, representing 94.8% of HWH’s common stock based on 29,726,400 shares outstanding as of August 17, 2026. The purchaser obtained the right to appoint three directors, increasing the board size to eight, received two-year anti-dilution rights restricting new equity issuance without its consent, and secured registration rights requiring HWH to register the purchased and warrant shares within sixty days of closing.
HWH International Inc. reported initial beneficial ownership information for Liu Ming Hui and Smart Dynamics Technology Limited20,000,000 shares of common stock and warrants for 160,000,000 shares of common stock with an exercise price of $0.63 per share, expiring on August 10, 2030. These securities were acquired on August 10, 2026 and are held indirectly; Liu Ming Hui is a director and owner of Smart Dynamics and may be deemed to beneficially own these securities. Liu Ming Hui joined the Board of Directors of HWH International Inc. on August 10, 2026.
HWH International Inc. filed an initial ownership report for Liu Ming Xing. The filing identifies Liu as a director of HWH International Inc. and notes that he joined the Board of Directors on August 10, 2026. No transactions or share holdings are reported in this filing.
HWH International Inc. filed an initial ownership report for Liu Chang (Cathy), who joined the company’s Board of Directors on August 10, 2026. The filing identifies her as a director and does not report any equity transactions or holdings at this time.
HWH International Inc. discloses updated beneficial ownership information for its Chairman and CEO, Heng Fai Ambrose Chan, and affiliated entities on a Schedule 13D/A. As of an outstanding total of 29,726,400 shares of common stock on August 11, 2026, Mr. Chan is reported to beneficially own 8,064,319 shares, representing 27.1% of the company’s common stock, including direct and indirect holdings through Alset Inc., Alset International Limited, and Alset Acquisition Sponsor, LLC.
On August 7, 2026, the board awarded Mr. Chan 1,480,000 shares of common stock as compensation under the 2025 Incentive Compensation Plan; these shares are subject to a twelve‑month lockup from issuance. Alset Inc. is reported to beneficially own 5,581,719 shares (18.7%), Alset International Limited 2,211,279 shares (7.4%), and Alset Acquisition Sponsor, LLC 582,850 shares (2.0%). The reporting persons state they currently have no specific plans or proposals for corporate actions described in the standard Schedule 13D items, but may reconsider their position over time.
Wong Shui Yeung reported acquisition or exercise transactions in this Form 4 filing.
HWH International Inc. reported that director Wong Shui Yeung received a grant of 20,000 shares of common stock on August 7, 2026. The shares were awarded as compensation for services under the company’s 2025 Incentive Compensation Plan and are subject to a twelve-month lockup from the issuance date. Following this grant, Mr. Wong holds 20,000 shares of HWH International Inc. common stock directly.
HWH International Inc. reported that director Wong Tat Keung received a grant of 20,000 shares of common stock on August 7, 2026. The shares were awarded as compensation for services under the Company's 2025 Incentive Compensation Plan, as amended, and are subject to a twelve-month lockup from the issuance date. Following this award, Mr. Wong directly holds 20,000 common shares. The transaction was coded as a grant or award acquisition and was not made under a Rule 10b5-1 trading plan.