Welcome to our dedicated page for HWH International SEC filings (Ticker: HWH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on HWH International's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into HWH International's regulatory disclosures and financial reporting.
HWH International Inc. filed a Preliminary Information Statement (PRE 14C) describing corporate changes and voting results tied to a reorganization. The filing shows a proposed change of the parent corporation from a Delaware to a Nevada entity (listed as “NEW HWH”). The document includes vote totals and ownership stakes: 5,114,709 votes representing 78.4% associated with Chan Heng Fai, closely matched by Alset Inc. with 5,112,109 votes (78.4%). Other disclosed holders include Alset International Limited with 1,991,669 shares (30.8%) and Alset Acquisition Sponsor, LLC with 582,850 shares (8.9%).
The statement lists governance items (charter and bylaw amendments, director procedures, indemnification, fiduciary duties) that shareholders were asked to vote on. The filing text provided is partial and appears to contain table fragments and signatures rather than a full narrative of outcomes or transaction economics.
HWH International Inc. discloses board and executive details, ownership stakes, fees paid to auditors, and governance policies in this definitive proxy statement. The filing lists directors including Wong Tat Keung (age 55), William Wu (59), Wong Shui Yeung (55), and executives including Rongguo (Ronald) Wei as Chief Financial Officer (age 54). The company states it has adopted an insider trading policy governing purchases and sales by directors, officers, and employees to promote compliance with insider trading laws and Nasdaq standards. Audit-related fees of $115,594 and prior-period audit fees of $50,861 are disclosed, with no tax or other fees reported. Beneficial ownership shows All Directors and Officers hold 5,067,334 shares representing 78.2%; related parties include Alset Acquisition Sponsor, LLC with 535,475 shares (5.5%) and Alset International Limited with 1,991,669 shares. Several table entries and demographic fields appear in tabular form.
HWH International Inc. reported a leadership change and extensive related-party activity. On October 3, 2025, Chief Executive Officer John “JT” Thatch resigned, with the board chair, Chan Heng Fai, age 80, returning to the CEO role. The company also added its Chief Operating Officer, Danny Lim, to the board.
The filing outlines deep ties with majority stockholder Alset Inc. and its affiliates, including a $1,000,000 unsecured credit facility at a 3% interest rate, debt conversions into common stock, and equity purchases totaling several million dollars in recent periods. As of June 30, 2025, amounts due to Alset International Limited were $5,052,090. HWH also entered numerous convertible note and loan agreements with related party Sharing Services Global Corporation, plus completed the staged acquisition of insurance firm LEH and sold 70% of a Singapore café subsidiary to Alset International Limited for about $170,754.
HWH International Inc. and related entities reported a convertible note purchase from SHARING SERVICES GLOBAL Corp (SHRG). On 10/06/2025 the issuer issued a convertible promissory note for $200,000 to HWH International Inc. The note converts at $0.006 per share at HWH's option and matures three years later on 10/06/2028, making the maximum underlying common stock equal to 33,333,333 shares if fully converted. The reporting shows Chan Heng Fai Ambrose as a director and majority controller of HWH and Alset Inc., with dispositive control over the securities held by HWH.
HWH International Inc. and related parties reported a convertible promissory note issued by SHARING SERVICES GLOBAL Corp (SHRG). On 09/17/2025 the issuer issued a $70,000 convertible promissory note to HWH International Inc., convertible at $0.006 per share at HWH's option. The note matures three years from issuance (09/17/2028). The Form 4 was filed by multiple reporting persons and signed on 09/19/2025 by Chan Heng Fai Ambrose on behalf of himself, HWH International Inc. and Alset Inc., with Mr. Chan identified as Chairman, CEO and majority stockholder of Alset and as Chairman of HWH, giving him dispositive control over HWH's holdings.
HWH International Inc. disclosed that its Singapore subsidiary, Alset F&B Holdings Pte. Ltd., entered into and completed a sale and purchase agreement on September 10, 2025 with Alset International Limited.
Under this agreement, the subsidiary sold 70% of the outstanding shares of Alset F&B One Pte. Ltd., which operates a cafe in Singapore, to Alset International for S$218,941.26 (approximately $170,754 U.S. Dollars). Alset F&B One was incorporated on April 10, 2017 and generated about $470,000 U.S. Dollars in revenue in 2024. After the sale, HWH’s subsidiary will continue to own 20% of Alset F&B One.
The buyer is described as a significant stockholder of HWH International. The Company’s Chairman, Chan Heng Fai, is also Chairman and Chief Executive Officer of the buyer, and two other HWH directors, Wong Shui Yeung and Wong Tat Keung, also serve as directors of the buyer. HWH filed the full Sale and Purchase Agreement as Exhibit 10.1 and unaudited pro forma condensed consolidated financial information reflecting this transaction as Exhibit 99.1.