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HWH International Inc. Form 4 Filings

HWH NASDAQ

Every Form 4 that HWH International Inc. (HWH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow HWH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HWH filings page.

Rhea-AI Summary

Wong Shui Yeung reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that director Wong Shui Yeung received a grant of 20,000 shares of common stock on August 7, 2026. The shares were awarded as compensation for services under the company’s 2025 Incentive Compensation Plan and are subject to a twelve-month lockup from the issuance date. Following this grant, Mr. Wong holds 20,000 shares of HWH International Inc. common stock directly.

Rhea-AI Summary

HWH International Inc. reported that director Wong Tat Keung received a grant of 20,000 shares of common stock on August 7, 2026. The shares were awarded as compensation for services under the Company's 2025 Incentive Compensation Plan, as amended, and are subject to a twelve-month lockup from the issuance date. Following this award, Mr. Wong directly holds 20,000 common shares. The transaction was coded as a grant or award acquisition and was not made under a Rule 10b5-1 trading plan.

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Wu William Wai Leung reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that director William Wai Leung Wu received a grant of 40,000 shares of common stock on August 7, 2026. The award was granted as compensation for services under the company’s 2025 Incentive Compensation Plan and is subject to a twelve‑month lockup from the issuance date. Following this grant, Mr. Wu directly holds 40,000 common shares.

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Wei Rongguo reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that Chief Financial Officer Wei Rongguo received a grant of 50,000 shares of common stock as a restricted stock award on August 7, 2026. The award was granted as compensation for services under the company’s 2025 Incentive Compensation Plan and is subject to a twelve-month vesting period, after which the shares fully vest if conditions are met.

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Lim Sheng Hon Danny reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that Chief Operating Officer Lim Sheng Hon Danny received a grant of 135,000 shares of common stock on August 7, 2026. The award was granted as compensation for services under the company’s 2025 Incentive Compensation Plan and is subject to a twelve‑month lockup from the issuance date.

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Chan Heng Fai Ambrose reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that its Chairman and Chief Executive Officer, Chan Heng Fai, received a grant of 1,480,000 shares of common stock on August 7, 2026. The shares were awarded as compensation for services under the company’s 2025 Incentive Compensation Plan, as amended, and are subject to a 12‑month lockup from the date of issuance.

Following this award, Mr. Chan owns 2,482,600 shares of HWH International Inc. common stock personally. A related entity, Alset Inc., which is chaired and controlled by Mr. Chan, beneficially owns 5,581,719 additional shares of HWH International Inc. common stock through direct and indirect holdings, including warrants exercisable into 47,375 shares.

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Chan Heng Fai Ambrose reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported an insider-related restructuring in which two holders transferred 320,000 common shares to Alset International Limited on August 5, 2026 under a Share Transfer and Note Cancellation Agreement. After the transfer, Alset International Limited held 2,211,279 shares as part of Alset Inc.'s indirect holdings. Alset Inc. beneficially owns 5,581,719 HWH shares overall, and CEO Chan Heng Fai Ambrose personally owns 1,002,600 shares.

Rhea-AI Summary

HWH International Inc. disclosed that subsidiary Alset International Limited completed an open-market sale of 100,390 shares of HWH common stock at a weighted average price of $0.983 per share, with individual trade prices ranging from $0.88 to $1.22.

After this transaction, Alset Inc. beneficially owns 4,964,344 HWH shares in total, including 1,891,279 shares held through Alset International Limited, and Chan Heng Fai personally owns 1,002,600 HWH shares.

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HWH International Inc. and related entities reported a convertible note purchase from SHARING SERVICES GLOBAL Corp (SHRG). On 10/06/2025 the issuer issued a convertible promissory note for $200,000 to HWH International Inc. The note converts at $0.006 per share at HWH's option and matures three years later on 10/06/2028, making the maximum underlying common stock equal to 33,333,333 shares if fully converted. The reporting shows Chan Heng Fai Ambrose as a director and majority controller of HWH and Alset Inc., with dispositive control over the securities held by HWH.

Rhea-AI Summary

HWH International Inc. and related parties reported a convertible promissory note issued by SHARING SERVICES GLOBAL Corp (SHRG). On 09/17/2025 the issuer issued a $70,000 convertible promissory note to HWH International Inc., convertible at $0.006 per share at HWH's option. The note matures three years from issuance (09/17/2028). The Form 4 was filed by multiple reporting persons and signed on 09/19/2025 by Chan Heng Fai Ambrose on behalf of himself, HWH International Inc. and Alset Inc., with Mr. Chan identified as Chairman, CEO and majority stockholder of Alset and as Chairman of HWH, giving him dispositive control over HWH's holdings.