HWH International (HWH) awards 20,000 locked-up shares to director Wong Tat Keung

Rhea-AI Filing Summary

HWH International Inc. reported that director Wong Tat Keung received a grant of 20,000 shares of common stock on August 7, 2026. The shares were awarded as compensation for services under the Company's 2025 Incentive Compensation Plan, as amended, and are subject to a twelve-month lockup from the issuance date. Following this award, Mr. Wong directly holds 20,000 common shares. The transaction was coded as a grant or award acquisition and was not made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 20,000 shares

Net Buy 1 txn

Insider Wong Tat Keung

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	20,000	--	--

Holdings After Transaction: Common Stock — 20,000 shares (Direct)

Footnotes (1)

1. F1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Wong 20,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Wong as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.

Key Figures

Shares granted: 20,000 shares of common stock Holdings after transaction: 20,000 shares Lockup period: 12 months +1 more

4 metrics

Shares granted 20,000 shares of common stock Grant to director Wong Tat Keung on August 7, 2026

Holdings after transaction 20,000 shares Direct ownership following the August 7, 2026 grant

Lockup period 12 months Shares subject to lockup from the date of issuance

Rule 10b5-1 status Not under Rule 10b5-1 plan aff_10b5_one checkbox is false for this filing

Key Terms

2025 Incentive Compensation Plan, lockup, grant, award, or other acquisition

3 terms

2025 Incentive Compensation Plan financial

"The Shares were granted to Mr. Wong as compensation for services rendered pursuant to the Company's 2025 Incentive Compensation Plan"

lockup regulatory

"The Shares are subject to a lockup for twelve months from the date of issuance"

A lockup is a contractual restriction that prevents company insiders, early investors, and employees from selling their shares for a fixed period after a public offering or other share issuance. It matters to investors because when that period ends, a sudden increase in available shares can push the stock price down or change trading liquidity; think of it like many homeowners being allowed to list their homes for sale all at once after a temporary sales ban is lifted.

grant, award, or other acquisition financial

"Transaction code A is described as a grant, award, or other acquisition"

FAQ

What transaction did HWH (HWH) report for director Wong Tat Keung?

HWH reported that director Wong Tat Keung received a grant of 20,000 shares of common stock on August 7, 2026. The award was provided as compensation for services under the company’s 2025 Incentive Compensation Plan.

How many HWH (HWH) shares does Wong Tat Keung hold after this Form 4 transaction?

After the reported transaction, Wong Tat Keung holds 20,000 shares of HWH common stock directly. These holdings reflect the full amount of the granted shares disclosed in the filing.

Was the HWH (HWH) share grant to Wong Tat Keung part of a 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not selected, meaning the 20,000-share grant was not reported as executed under a Rule 10b5-1 trading plan.

What restrictions apply to the 20,000 HWH (HWH) shares granted to Wong Tat Keung?

The 20,000 granted shares are subject to a twelve-month lockup from the date of issuance. During this period, the shares cannot be freely transferred under the terms described.

Under which plan did HWH (HWH) grant shares to Wong Tat Keung?

The share grant was made under HWH’s 2025 Incentive Compensation Plan, as amended. The 20,000-share award represents stock-based compensation for services rendered to the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/11/2026 - 09:27 AM Accepted by SEC EDGAR 08/11/2026 - 09:26 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wong Tat Keung

(Last) (First) (Middle)

C/O HWH INTERNATIONAL INC.

4800 MONTGOMERY LANE, SUITE 210

(Street)

BETHESDA MARYLAND 20814

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HWH International Inc. [ HWH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2026		A		20,000	A	(1)	20,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Wong 20,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Wong as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.

	/s/ Wong Tat Keung	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)