HWH director granted 40,000 restricted shares

Wu William Wai Leung reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Wu William Wai Leung reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that director William Wai Leung Wu received a grant of 40,000 shares of common stock on August 7, 2026. The award was granted as compensation for services under the company’s 2025 Incentive Compensation Plan and is subject to a twelve‑month lockup from the issuance date. Following this grant, Mr. Wu directly holds 40,000 common shares.

Insider Trade Summary

Grant/Award: 40,000 shares

Grant/Award 1 txn

Insider Wu William Wai Leung

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	40,000	--	--

Holdings After Transaction: Common Stock — 40,000 shares (Direct)

Footnotes (1)

1. F1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Wu 40,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Wu as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.

Key Figures

Shares granted: 40,000 shares of common stock Total shares after transaction: 40,000 shares Lockup period: twelve months +1 more

4 metrics

Shares granted 40,000 shares of common stock Stock award to director William Wai Leung Wu on August 7, 2026

Total shares after transaction 40,000 shares Direct holdings of William Wai Leung Wu following the grant

Lockup period twelve months Lockup on the granted shares from the date of issuance

Grant date August 7, 2026 Date the Board awarded 40,000 common shares to William Wai Leung Wu

Key Terms

2025 Incentive Compensation Plan, lockup, common stock

3 terms

2025 Incentive Compensation Plan financial

"pursuant to the Company's 2025 Incentive Compensation Plan, as amended"

lockup financial

"The Shares are subject to a lockup for twelve months from the date"

A lockup is a contractual restriction that prevents company insiders, early investors, and employees from selling their shares for a fixed period after a public offering or other share issuance. It matters to investors because when that period ends, a sudden increase in available shares can push the stock price down or change trading liquidity; think of it like many homeowners being allowed to list their homes for sale all at once after a temporary sales ban is lifted.

common stock financial

"awarded Mr. Wu 40,000 shares of the Company's common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HWH (HWH) report for William Wai Leung Wu?

HWH reported that director William Wai Leung Wu received a grant of 40,000 shares of common stock on August 7, 2026. This was a stock award, not an open-market purchase or sale.

Was the HWH (HWH) Form 4 transaction a buy or a sale?

The Form 4 reports an acquisition coded as a grant or award (code A), not a market purchase or sale. The 40,000 shares were issued as compensation under an incentive plan.

What restrictions apply to William Wu’s 40,000-share award at HWH (HWH)?

The 40,000-share award is subject to a twelve‑month lockup from the date of issuance. During this period, the shares are restricted from being sold, adding a holding requirement to the equity compensation.

Under which plan was the 40,000-share grant to William Wu at HWH (HWH) made?

The grant of 40,000 shares to director William Wu was made under HWH International Inc.’s 2025 Incentive Compensation Plan, as amended, and represents stock-based compensation for services rendered.

How many HWH (HWH) shares does William Wu own after this Form 4 transaction?

After the reported grant, William Wai Leung Wu directly owns 40,000 shares of HWH International Inc. common stock. This total reflects the full amount of the August 7, 2026 stock award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/11/2026 - 09:22 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wu William Wai Leung

(Last) (First) (Middle)

C/O HWH INTERNATIONAL INC.

4800 MONTGOMERY LANE, SUITE 210

(Street)

BETHESDA MARYLAND 20814

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HWH International Inc. [ HWH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2026		A		40,000	A	(1)	40,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Wu 40,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Wu as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.

	/s/ Wu Wai William Leung	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)