STOCK TITAN

HWH International Inc. (HWH) grants COO Lim Sheng Hon Danny 135,000 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lim Sheng Hon Danny reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that Chief Operating Officer Lim Sheng Hon Danny received a grant of 135,000 shares of common stock on August 7, 2026. The award was granted as compensation for services under the company’s 2025 Incentive Compensation Plan and is subject to a twelve‑month lockup from the issuance date.

Positive

  • None.

Negative

  • None.
Insider Lim Sheng Hon Danny
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 135,000 -- --
Holdings After Transaction: Common Stock — 135,000 shares (Direct)
Footnotes (1)
  1. F1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Lim 135,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Lim as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.
Shares granted 135,000 shares Common stock awarded to COO Lim Sheng Hon Danny on August 7, 2026
Shares held after grant 135,000 shares Total direct holdings reported following the transaction
Lockup period twelve months Lockup on the granted shares from the date of issuance
2025 Incentive Compensation Plan financial
"pursuant to the Company's 2025 Incentive Compensation Plan, as amended"
lockup financial
"The Shares are subject to a lockup for twelve months from the date"
A lockup is a contractual restriction that prevents company insiders, early investors, and employees from selling their shares for a fixed period after a public offering or other share issuance. It matters to investors because when that period ends, a sudden increase in available shares can push the stock price down or change trading liquidity; think of it like many homeowners being allowed to list their homes for sale all at once after a temporary sales ban is lifted.
grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"

FAQ

What insider transaction did HWH (HWH) report for Lim Sheng Hon Danny?

HWH reported that COO Lim Sheng Hon Danny received a grant of 135,000 shares of common stock on August 7, 2026, as compensation under the 2025 Incentive Compensation Plan, subject to a 12‑month lockup.

How many HWH (HWH) shares does Lim Sheng Hon Danny hold after this Form 4?

After the reported transaction, 135,000 shares of HWH common stock are shown as held directly by Lim Sheng Hon Danny, matching the number of shares granted on August 7, 2026.

Was the HWH (HWH) Form 4 transaction a market purchase or sale?

The Form 4 reports an acquisition coded “A”, described as a grant or award of 135,000 shares as compensation. No market purchase price or sale proceeds are disclosed for this transaction.

Are the newly granted HWH (HWH) shares to Lim Sheng Hon Danny restricted?

Yes. The 135,000 granted shares are subject to a lockup for twelve months from the date of issuance, limiting the ability to transfer or sell them during that period.

Was the HWH (HWH) insider grant made under a company equity plan?

The filing states that the 135,000-share grant to Mr. Lim was made as compensation for services under HWH’s 2025 Incentive Compensation Plan, as amended.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lim Sheng Hon Danny

(Last)(First)(Middle)
C/O HWH INTERNATIONAL INC.
4800 MONTGOMERY LANE, SUITE 210

(Street)
BETHESDA MARYLAND 20814

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HWH International Inc. [ HWH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/07/2026A135,000A(1)135,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Lim 135,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Lim as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.
/s/ Lim Sheng Hon Danny08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)