STOCK TITAN

HWH International (HWH) grants director Wong Shui Yeung 20,000 locked-up shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wong Shui Yeung reported acquisition or exercise transactions in this Form 4 filing.

HWH International Inc. reported that director Wong Shui Yeung received a grant of 20,000 shares of common stock on August 7, 2026. The shares were awarded as compensation for services under the company’s 2025 Incentive Compensation Plan and are subject to a twelve-month lockup from the issuance date. Following this grant, Mr. Wong holds 20,000 shares of HWH International Inc. common stock directly.

Positive

  • None.

Negative

  • None.
Insider Wong Shui Yeung
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 20,000 -- --
Holdings After Transaction: Common Stock — 20,000 shares (Direct)
Footnotes (1)
  1. F1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Wong 20,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Wong as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.
Shares granted 20,000 shares Common stock awarded to Wong Shui Yeung on August 7, 2026
Holdings after grant 20,000 shares Total direct common stock held by Wong Shui Yeung following the transaction
Lockup period twelve months Shares subject to lockup from the August 7, 2026 issuance date
Transaction date August 7, 2026 Date the board awarded 20,000 shares of common stock
2025 Incentive Compensation Plan financial
"The Shares were granted to Mr. Wong as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan"
lockup regulatory
"The Shares are subject to a lockup for twelve months from the date of issuance"
A lockup is a contractual restriction that prevents company insiders, early investors, and employees from selling their shares for a fixed period after a public offering or other share issuance. It matters to investors because when that period ends, a sudden increase in available shares can push the stock price down or change trading liquidity; think of it like many homeowners being allowed to list their homes for sale all at once after a temporary sales ban is lifted.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"

FAQ

What insider transaction did HWH (HWH International Inc.) disclose for Wong Shui Yeung?

HWH International Inc. disclosed that director Wong Shui Yeung received a grant of 20,000 shares of common stock on August 7, 2026. The grant was compensation for services under the 2025 Incentive Compensation Plan and is subject to a 12-month lockup.

How many HWH common shares did Wong Shui Yeung hold after the reported transaction?

After the reported transaction, Wong Shui Yeung held 20,000 shares of HWH International Inc. common stock directly. These shares consist of the 20,000-share grant awarded on August 7, 2026, as compensation under the 2025 Incentive Compensation Plan.

Was the HWH stock grant to Wong Shui Yeung a market purchase or a compensation award?

The 20,000 HWH shares received by Wong Shui Yeung were a compensation award, not a market purchase. The board granted the shares for services rendered under the 2025 Incentive Compensation Plan as of August 7, 2026.

Is there a lockup period on the 20,000 HWH shares granted to Wong Shui Yeung?

Yes. The 20,000 shares granted to Wong Shui Yeung are subject to a twelve-month lockup from the date of issuance. During this period, transfers of these shares are restricted under the terms described in the award footnote.

Did the HWH filing indicate any Rule 10b5-1 trading plan for Wong Shui Yeung’s transaction?

No, the filing did not indicate use of a Rule 10b5-1 trading plan for this transaction. The document-level checkbox was not marked as a 10b5-1 plan, and the footnote describes the award purely as compensation for services.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wong Shui Yeung

(Last)(First)(Middle)
C/O HWH INTERNATIONAL INC.
4800 MONTGOMERY LANE, SUITE 210

(Street)
BETHESDA MARYLAND 20814

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HWH International Inc. [ HWH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/07/2026A20,000A(1)20,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On August 7, 2026, the Board of Directors of HWH International Inc. (the "Company") awarded Mr. Wong 20,000 shares of the Company's common stock (the "Shares"). The Shares were granted to Mr. Wong as compensation for services rendered to the Company pursuant to the Company's 2025 Incentive Compensation Plan, as amended. The Shares are subject to a lockup for twelve months from the date of issuance.
/s/ Wong Shui Yeung08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)