Hawkins (HWKN) VP receives 1,906-share stock award as 3,608 shares withheld for taxes

Rhea-AI Filing Summary

HAWKINS INC vice president of Health and Nutrition, Shirley A. Rozeboom, reported routine equity compensation activity. She received a grant of 1,906 shares of Common Stock on May 13, 2026, bringing her direct holdings to 34,087.8625 shares. Earlier, on March 30, 2026, 3,608 shares were withheld at $151.62 per share to satisfy tax obligations, a non‑market disposition. Her holdings also reflect additional shares acquired through the issuer’s dividend reinvestment and employee stock purchase plans.

Insights

Equity compensation analyst

Routine stock grant with tax withholding; no open-market trading.

Shirley A. Rozeboom, a vice president at HAWKINS INC, received 1,906 Common Stock shares as an equity award, with no cash paid, which is typical for executive compensation. Her total direct holdings rose to 34,087.8625 shares after this grant.

On an earlier date, 3,608 shares were disposed of at $151.62 per share to cover tax obligations. This F-code tax-withholding transaction is not an open-market sale and does not signal a discretionary change in ownership. No derivative positions are shown as remaining in this filing.

The filing also notes small share accumulations through a dividend reinvestment plan and an employee stock purchase plan, reinforcing that activity here is administrative and compensation-related rather than strategic trading. Overall, the events appear neutral from an investment-sentiment standpoint.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Rozeboom Shirley A.

Role VP HEALTH AND NUTRITION

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,906	$0.00	--
Tax Withholding	Common Stock	3,608	$151.62	$547K

Holdings After Transaction: Common Stock — 34,087.863 shares (Direct, null)

Footnotes (1)

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Key Figures

Stock grant: 1,906 shares Tax withholding shares: 3,608 shares Tax withholding price: $151.62 per share +3 more

6 metrics

Stock grant 1,906 shares Equity award of Common Stock on May 13, 2026

Tax withholding shares 3,608 shares Shares withheld for tax liability on March 30, 2026

Tax withholding price $151.62 per share Value used for F-code tax withholding disposition

Shares after grant 34,087.8625 shares Direct holdings following May 13, 2026 grant

Dividend reinvestment plan shares 194 shares Acquired June 2025–December 2025

ESPP shares 28.5851 shares Acquired June 2025–February 2026

Key Terms

tax-withholding disposition, dividend reinvestment plan, employee stock purchase plan, Common Stock, +1 more

5 terms

tax-withholding disposition financial

"transaction_action: tax-withholding disposition"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

dividend reinvestment plan financial

"acquired ... pursuant to the Issuer's dividend reinvestment plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

employee stock purchase plan financial

"pursuant to the Issuer's employee stock purchase plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rozeboom Shirley A.

(Last) (First) (Middle)

2381 ROSEGATE

(Street)

ROSEVILLE MINNESOTA 55113

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HAWKINS INC [ HWKN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP HEALTH AND NUTRITION

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/30/2026		F		3,608	D	$151.62	31,959.2774	D
Common Stock	05/13/2026		A		1,906	A	$0	34,087.8625(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 194 shares acquired June 2025-December 2025 pursuant to the Issuer's dividend reinvestment plan and 28.5851 shares acquired June 2025-February 2026 pursuant to the Issuer's employee stock purchase plan.

	/s/ Joshua L. Colburn, Attorney-in-Fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did HWKN executive Shirley A. Rozeboom report?

Shirley A. Rozeboom reported receiving 1,906 shares of HWKN Common Stock as an equity award and a separate disposition of 3,608 shares to cover tax obligations. Both transactions are compensation-related and do not represent open-market buying or selling of shares.

How many Hawkins (HWKN) shares does Shirley A. Rozeboom hold after the reported transactions?

After the reported transactions, Shirley A. Rozeboom directly holds 34,087.8625 shares of Hawkins Common Stock. This total includes her recent 1,906-share grant and additional small amounts accumulated through the company’s dividend reinvestment and employee stock purchase plans.

Was there an open-market sale in the latest HWKN Form 4 filing?

No open-market sale occurred. The Form 4 shows a tax-withholding disposition of 3,608 shares at $151.62 per share, coded “F,” meaning shares were withheld to pay tax liabilities on equity compensation, not sold at the insider’s discretion in the market.

What does the 1,906-share award to the HWKN vice president represent?

The 1,906-share award represents an equity compensation grant of Hawkins Common Stock to vice president Shirley A. Rozeboom at a stated price of $0.00 per share. Such grants are common tools for aligning executive incentives with shareholder interests through direct stock ownership.

How were dividend reinvestment and employee stock purchase plans mentioned for HWKN?

The filing states Rozeboom’s holdings include 194 shares from Hawkins’ dividend reinvestment plan and 28.5851 shares from its employee stock purchase plan. These programs automatically invest dividends or payroll contributions into additional company shares over time.