State Street (NYSE: STT) discloses 5.1% beneficial stake in Hawkins Inc. (HWKN)
Rhea-AI Filing Summary
State Street Corporation reported a passive ownership stake in Hawkins Inc. common stock. State Street and its investment advisory subsidiaries beneficially owned 1,061,843 shares of Hawkins, representing 5.1% of the outstanding common stock as of the reported date.
The group reported no sole voting or dispositive power, with 998,659 shares subject to shared voting power and 1,061,843 shares subject to shared dispositive power. The holdings are managed through entities including SSGA Funds Management, Inc. and various State Street Global Advisors affiliates, indicating institutional, advisory control on behalf of underlying clients rather than proprietary ownership.
Positive
- None.
Negative
- None.
Key Figures
Beneficially owned shares: 1,061,843 shares
Percent of class: 5.1%
Shared voting power: 998,659 shares
+3 more
6 metrics
Beneficially owned shares
1,061,843 shares
Hawkins Inc. common stock beneficially owned by State Street Corporation
Percent of class
5.1%
Portion of Hawkins Inc. common stock class held by State Street Corporation
Shared voting power
998,659 shares
Hawkins Inc. shares over which State Street has shared voting power
Shared dispositive power
1,061,843 shares
Hawkins Inc. shares over which State Street has shared dispositive power
Sole voting power
0 shares
Hawkins Inc. shares over which State Street has sole voting power
Sole dispositive power
0 shares
Hawkins Inc. shares over which State Street has sole dispositive power
Key Terms
beneficially owned, shared voting power, shared dispositive power, Investment Company Act of 1940, +1 more
5 terms
beneficially owned financial
"Item 4. | Ownership (a) | Amount beneficially owned: 1061843.00"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Investment Company Act of 1940 regulatory
"shareholders of an investment company registered under the Investment Company Act of 1940"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.
parent holding company financial
"If a parent holding company has filed this schedule, pursuant to (ii)(G)"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What percentage of Hawkins Inc (HWKN) does State Street Corporation report owning?
State Street Corporation reports beneficial ownership of 5.1% of Hawkins Inc. common stock. This represents 1,061,843 shares held across its investment advisory subsidiaries with shared voting and dispositive power over the position.
Which State Street entities manage the Hawkins Inc (HWKN) position?
The Hawkins Inc. position is managed by State Street advisory affiliates including SSGA Funds Management, Inc., State Street Global Advisors Europe Limited, State Street Global Advisors Limited, State Street Global Advisors Trust Company, and State Street Global Advisors, Ltd..
Is State Street’s 5.1% Hawkins Inc (HWKN) stake held on behalf of other investors?
Yes. The filing indicates the shares are held with shared voting and dispositive power through investment advisory entities, meaning they are managed on behalf of underlying clients rather than as a proprietary trading position of State Street itself.