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[Form 4/A] Howmet Aerospace Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

This Form 4/A is an amended insider trading report for Howmet Aerospace (HWM) Director Robert F. Leduc, correcting a previously filed Form 4 from April 3, 2025. The amendment addresses a clerical error regarding:

  • Transaction Date: April 2, 2025
  • Securities Involved: Acquisition of 44 deferred restricted share units (RSUs) at $133.90 per unit
  • Post-Transaction Holdings: 33,970 shares held directly

The filing corrects both the number of RSUs acquired and the resulting total beneficial ownership position. The transaction was executed under transaction code 'A' (grant, award, or other acquisition). The amendment was signed by Margaret Lam, Assistant Secretary, as attorney-in-fact on June 23, 2025.

Questo Modulo 4/A è una dichiarazione correttiva di operazioni interne per Robert F. Leduc, Direttore di Howmet Aerospace (HWM), che rettifica un Modulo 4 precedentemente presentato il 3 aprile 2025. La correzione riguarda un errore materiale relativo a:

  • Data della transazione: 2 aprile 2025
  • Strumenti finanziari coinvolti: acquisizione di 44 unità azionarie differite vincolate (RSU) al prezzo di 133,90 $ ciascuna
  • Detenzione post-transazione: 33.970 azioni detenute direttamente

La dichiarazione corregge sia il numero di RSU acquisite sia la posizione totale di proprietà effettiva risultante. La transazione è stata eseguita con il codice 'A' (concessione, premio o altra acquisizione). L'emendamento è stato firmato da Margaret Lam, Segretario Assistente, in qualità di procuratore il 23 giugno 2025.

Este Formulario 4/A es un informe corregido de operaciones internas para Robert F. Leduc, Director de Howmet Aerospace (HWM), que corrige un Formulario 4 presentado anteriormente el 3 de abril de 2025. La corrección aborda un error administrativo relacionado con:

  • Fecha de la transacción: 2 de abril de 2025
  • Valores involucrados: adquisición de 44 unidades restringidas diferidas (RSU) a $133.90 por unidad
  • Posición después de la transacción: 33,970 acciones mantenidas directamente

La presentación corrige tanto el número de RSU adquiridas como la posición total de propiedad beneficiaria resultante. La transacción se realizó bajo el código 'A' (concesión, premio u otra adquisición). La enmienda fue firmada por Margaret Lam, Secretaria Asistente, como apoderada el 23 de junio de 2025.

이 Form 4/A는 Howmet Aerospace(HWM) 이사 Robert F. Leduc의 수정된 내부자 거래 보고서로, 2025년 4월 3일에 제출된 이전 Form 4를 정정한 것입니다. 수정 내용은 다음과 같은 서류상의 오류를 바로잡았습니다:

  • 거래 날짜: 2025년 4월 2일
  • 관련 증권: 단위당 133.90달러44개의 이연 제한 주식 단위(RSU) 취득
  • 거래 후 보유 주식: 직접 보유한 33,970주

이번 제출은 취득한 RSU 수량과 그에 따른 총 실질 보유 지분을 모두 수정합니다. 거래는 'A' 코드(부여, 수여 또는 기타 취득)로 실행되었습니다. 수정안은 2025년 6월 23일 Margaret Lam 부비서가 법정대리인 자격으로 서명하였습니다.

Ce formulaire 4/A est un rapport modifié de transactions d'initiés concernant Robert F. Leduc, administrateur de Howmet Aerospace (HWM), corrigeant un formulaire 4 précédemment déposé le 3 avril 2025. L'amendement corrige une erreur administrative relative à :

  • Date de la transaction : 2 avril 2025
  • Valeurs concernées : acquisition de 44 unités d'actions restreintes différées (RSU) au prix de 133,90 $ par unité
  • Position après transaction : 33 970 actions détenues directement

Le dépôt corrige à la fois le nombre de RSU acquises et la position totale de propriété bénéficiaire résultante. La transaction a été réalisée sous le code 'A' (octroi, attribution ou autre acquisition). L'amendement a été signé par Margaret Lam, secrétaire adjointe, en tant que mandataire, le 23 juin 2025.

Dieses Formular 4/A ist ein geänderter Insiderhandelsbericht für Robert F. Leduc, Direktor von Howmet Aerospace (HWM), der ein zuvor eingereichtes Formular 4 vom 3. April 2025 korrigiert. Die Änderung behebt einen Schreibfehler bezüglich:

  • Transaktionsdatum: 2. April 2025
  • Beteiligte Wertpapiere: Erwerb von 44 aufgeschobenen eingeschränkten Aktienanteilen (RSUs) zu je 133,90 $
  • Bestand nach der Transaktion: 33.970 Aktien im Direktbesitz

Die Meldung korrigiert sowohl die Anzahl der erworbenen RSUs als auch die daraus resultierende Gesamtbeteiligung. Die Transaktion wurde unter dem Transaktionscode 'A' (Zuteilung, Auszeichnung oder sonstiger Erwerb) ausgeführt. Die Änderung wurde am 23. Juni 2025 von Margaret Lam, Assistenzsekretärin, als Bevollmächtigte unterzeichnet.

Positive
  • None.
Negative
  • None.

Questo Modulo 4/A è una dichiarazione correttiva di operazioni interne per Robert F. Leduc, Direttore di Howmet Aerospace (HWM), che rettifica un Modulo 4 precedentemente presentato il 3 aprile 2025. La correzione riguarda un errore materiale relativo a:

  • Data della transazione: 2 aprile 2025
  • Strumenti finanziari coinvolti: acquisizione di 44 unità azionarie differite vincolate (RSU) al prezzo di 133,90 $ ciascuna
  • Detenzione post-transazione: 33.970 azioni detenute direttamente

La dichiarazione corregge sia il numero di RSU acquisite sia la posizione totale di proprietà effettiva risultante. La transazione è stata eseguita con il codice 'A' (concessione, premio o altra acquisizione). L'emendamento è stato firmato da Margaret Lam, Segretario Assistente, in qualità di procuratore il 23 giugno 2025.

Este Formulario 4/A es un informe corregido de operaciones internas para Robert F. Leduc, Director de Howmet Aerospace (HWM), que corrige un Formulario 4 presentado anteriormente el 3 de abril de 2025. La corrección aborda un error administrativo relacionado con:

  • Fecha de la transacción: 2 de abril de 2025
  • Valores involucrados: adquisición de 44 unidades restringidas diferidas (RSU) a $133.90 por unidad
  • Posición después de la transacción: 33,970 acciones mantenidas directamente

La presentación corrige tanto el número de RSU adquiridas como la posición total de propiedad beneficiaria resultante. La transacción se realizó bajo el código 'A' (concesión, premio u otra adquisición). La enmienda fue firmada por Margaret Lam, Secretaria Asistente, como apoderada el 23 de junio de 2025.

이 Form 4/A는 Howmet Aerospace(HWM) 이사 Robert F. Leduc의 수정된 내부자 거래 보고서로, 2025년 4월 3일에 제출된 이전 Form 4를 정정한 것입니다. 수정 내용은 다음과 같은 서류상의 오류를 바로잡았습니다:

  • 거래 날짜: 2025년 4월 2일
  • 관련 증권: 단위당 133.90달러44개의 이연 제한 주식 단위(RSU) 취득
  • 거래 후 보유 주식: 직접 보유한 33,970주

이번 제출은 취득한 RSU 수량과 그에 따른 총 실질 보유 지분을 모두 수정합니다. 거래는 'A' 코드(부여, 수여 또는 기타 취득)로 실행되었습니다. 수정안은 2025년 6월 23일 Margaret Lam 부비서가 법정대리인 자격으로 서명하였습니다.

Ce formulaire 4/A est un rapport modifié de transactions d'initiés concernant Robert F. Leduc, administrateur de Howmet Aerospace (HWM), corrigeant un formulaire 4 précédemment déposé le 3 avril 2025. L'amendement corrige une erreur administrative relative à :

  • Date de la transaction : 2 avril 2025
  • Valeurs concernées : acquisition de 44 unités d'actions restreintes différées (RSU) au prix de 133,90 $ par unité
  • Position après transaction : 33 970 actions détenues directement

Le dépôt corrige à la fois le nombre de RSU acquises et la position totale de propriété bénéficiaire résultante. La transaction a été réalisée sous le code 'A' (octroi, attribution ou autre acquisition). L'amendement a été signé par Margaret Lam, secrétaire adjointe, en tant que mandataire, le 23 juin 2025.

Dieses Formular 4/A ist ein geänderter Insiderhandelsbericht für Robert F. Leduc, Direktor von Howmet Aerospace (HWM), der ein zuvor eingereichtes Formular 4 vom 3. April 2025 korrigiert. Die Änderung behebt einen Schreibfehler bezüglich:

  • Transaktionsdatum: 2. April 2025
  • Beteiligte Wertpapiere: Erwerb von 44 aufgeschobenen eingeschränkten Aktienanteilen (RSUs) zu je 133,90 $
  • Bestand nach der Transaktion: 33.970 Aktien im Direktbesitz

Die Meldung korrigiert sowohl die Anzahl der erworbenen RSUs als auch die daraus resultierende Gesamtbeteiligung. Die Transaktion wurde unter dem Transaktionscode 'A' (Zuteilung, Auszeichnung oder sonstiger Erwerb) ausgeführt. Die Änderung wurde am 23. Juni 2025 von Margaret Lam, Assistenzsekretärin, als Bevollmächtigte unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEDUC ROBERT F

(Last) (First) (Middle)
201 ISABELLA STREET SUITE 200

(Street)
PITTSBURGH PA 15212-5872

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Howmet Aerospace Inc. [ HWM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
04/03/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/02/2025 A 44(1) A $133.9 33,970 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This amendment is being filed to correct a clerical error in reporting the number of deferred restricted share units (RSUs) acquired on April 2, 2025, and to correct the number of shares held by the reporting person following this change.
/s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact) 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction occurred at HWM on April 2, 2025?

Director Robert F. Leduc acquired 44 deferred restricted share units (RSUs) at a price of $133.90 per share. This Form 4/A was filed to correct a clerical error in the original filing regarding the number of RSUs acquired and the total shares held.

How many shares of HWM does Robert Leduc own after the April 2025 transaction?

Following the reported transaction, Robert F. Leduc directly owns 33,970 shares of Howmet Aerospace Inc. (HWM) common stock.

Why did HWM file a Form 4/A amendment in June 2025?

HWM filed the Form 4/A on June 28, 2025, to correct a clerical error in the original Form 4 filing from April 3, 2025. The amendment specifically corrected the number of deferred RSUs acquired on April 2, 2025, and the total number of shares held by the reporting person.

What is Robert Leduc's role at HWM?

Robert F. Leduc serves as a Director on the Board of Howmet Aerospace Inc. (HWM), as indicated by the 'X' marked in the Director box on the Form 4/A filing.

What was the value of HWM RSUs granted to Director Leduc in April 2025?

The total value of the RSU grant was approximately $5,891.60, calculated from 44 RSUs acquired at a price of $133.90 per share.
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