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Howmet Aerospace (HWM) director receives 731-share stock grant on Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Smith Gunner reported acquisition or exercise transactions in this Form 4 filing.

Howmet Aerospace Inc. director Gunner Smith reported a stock grant on Common Stock. He received 731 shares as a grant or award at a stated price of $0.00 per share, increasing his directly held stake to 5,844 shares after the transaction.

Positive

  • None.

Negative

  • None.

Insights

Director received a small routine stock grant, with no open-market trading.

Director Gunner Smith acquired 731 shares of Howmet Aerospace Inc. Common Stock as a grant or award, shown at $0.00 per share. This is classified as a compensation-related acquisition, not a market purchase.

The filing shows 5,844 shares of Common Stock held directly after the grant, indicating a relatively small personal stake. With no sales, exercises, or derivative positions reported, this appears to be a straightforward equity compensation event rather than a trading signal.

Insider Smith Gunner
Role null
Type Security Shares Price Value
Grant/Award Common Stock 731 $0.00 --
Holdings After Transaction: Common Stock — 5,844 shares (Direct, null)
Footnotes (1)
Shares granted 731 shares Common Stock grant on 2026-05-21
Price per share $0.00 per share Stated grant price for awarded shares
Shares held after 5,844 shares Direct Common Stock holdings after grant
Transaction code A Grant, award, or other acquisition
Transaction direction acquire Non-derivative Common Stock award
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Gunner
(Last)(First)(Middle)
201 ISABELLA STREET SUITE 200
(Street)
PITTSBURGH PENNSYLVANIA 15212-5872
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Howmet Aerospace Inc. [ HWM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026A731A$05,844D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact)05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Howmet Aerospace (HWM) report for Gunner Smith?

Howmet Aerospace reported that director Gunner Smith acquired 731 shares of Common Stock as a grant or award. The Form 4 classifies this as a non-derivative, compensation-related acquisition rather than an open-market purchase or sale.

How many Howmet Aerospace (HWM) shares does Gunner Smith hold after this Form 4?

After the reported grant, director Gunner Smith directly holds 5,844 shares of Howmet Aerospace Common Stock. This figure comes from the Form 4’s "shares following transaction" field for his non-derivative holdings reported in the filing.

Was the Howmet Aerospace (HWM) insider transaction a market buy or sell?

The transaction was not a market buy or sell. The Form 4 shows code "A" for a grant, award, or other acquisition, with 731 shares received at a stated price of $0.00 per share as equity compensation.

Does the Form 4 for Howmet Aerospace (HWM) show any derivative securities?

The Form 4 derivative summary is empty, indicating no options, warrants, or other derivative positions were reported in this filing. Only a single non-derivative Common Stock grant to director Gunner Smith is disclosed.

What does transaction code "A" mean in the Howmet Aerospace (HWM) Form 4?

Transaction code "A" in this Form 4 is labeled "Grant, award, or other acquisition." It signifies that the 731 Howmet Aerospace Common Stock shares were received as a compensation grant, not purchased in the open market.