STOCK TITAN

Ulrich Schmidt (NYSE: HWM) awarded 731 Howmet Aerospace shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SCHMIDT ULRICH reported acquisition or exercise transactions in this Form 4 filing.

Howmet Aerospace director Ulrich Schmidt reported a stock grant and updated holdings. On May 21, 2026, he received an award of 731 shares of Howmet Aerospace common stock at a stated price of $0.00 per share, typical of compensation-related grants. Following this award, his direct holdings increased to 53,228 common shares.

The filing also reports 5,333 common shares held indirectly in a trust, noted as "By Trust." A footnote explains these shares are held in a trust for which Schmidt is both trustee and beneficiary, clarifying the nature of his indirect beneficial ownership.

Positive

  • None.

Negative

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Insider SCHMIDT ULRICH
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 731 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 53,228 shares (Direct); Common Stock — 5,333 shares (Indirect, By Trust)
Footnotes (1)
  1. [object Object]
Shares granted 731 shares Common Stock grant on May 21, 2026
Grant price $0.00 per share Price for 731-share award
Direct holdings after grant 53,228 shares Common Stock directly owned after transaction
Indirect trust holdings 5,333 shares Common Stock held indirectly by trust
Acquisition transactions 1 transaction Grant/award acquisition in transaction summary
Holding entries 1 entry Trust holding reported as indirect ownership
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
By Trust financial
""nature_of_ownership": "By Trust""
indirect financial
""ownership_type": "indirect""
beneficiary of the trust financial
"beneficiary of the trust."
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FAQ

What did Howmet Aerospace (HWM) director Ulrich Schmidt report in this Form 4?

Ulrich Schmidt reported receiving a grant of 731 shares of Howmet Aerospace common stock. The filing also updated his direct and indirect holdings, showing his current ownership levels in both personally held and trust-held shares.

How many Howmet Aerospace (HWM) shares was Ulrich Schmidt granted?

Ulrich Schmidt was granted 731 shares of Howmet Aerospace common stock. The grant was recorded at a price of $0.00 per share, indicating a compensation-related award rather than an open-market purchase of the company’s stock.

What are Ulrich Schmidt’s direct holdings in Howmet Aerospace (HWM) after the grant?

After the 731-share grant, Ulrich Schmidt directly holds 53,228 Howmet Aerospace common shares. This figure reflects only his direct ownership, separate from any shares that are held indirectly through a trust structure.

How many Howmet Aerospace (HWM) shares does Ulrich Schmidt hold indirectly through a trust?

The Form 4 shows 5,333 Howmet Aerospace common shares held indirectly in a trust. A footnote explains Schmidt is both trustee and beneficiary of this trust, confirming his beneficial interest in these indirectly held shares.

Was Ulrich Schmidt’s Howmet Aerospace (HWM) share grant an open-market purchase or a compensation award?

The 731 Howmet Aerospace shares were recorded with a price of $0.00 per share, indicating a grant or award acquisition. This suggests the shares were received as part of compensation, not bought on the open market like a standard stock purchase.

Does the Form 4 for Howmet Aerospace (HWM) show any insider stock sales by Ulrich Schmidt?

The Form 4 does not report any stock sales by Ulrich Schmidt. It records one acquisition of 731 common shares as a grant and lists existing direct and indirect holdings, without any dispositions or selling transactions on the reported date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SCHMIDT ULRICH

(Last)(First)(Middle)
201 ISABELLA STREET SUITE 200

(Street)
PITTSBURGH PENNSYLVANIA 15212-5872

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Howmet Aerospace Inc. [ HWM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026A731A$053,228D
Common Stock5,333IBy Trust(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares held in a trust, of which the reporting person is trustee and beneficiary of the trust.
/s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact)05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)