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Howmet (NYSE: HWM) EVP Neil Marchuk reports 50,292-share equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Howmet Aerospace executive Neil Edward Marchuk reported an equity award and updated holdings. On February 3, 2026, he acquired 50,292 shares of Howmet Aerospace common stock at $0 per share, reflecting earned restricted share unit awards that are subject to vesting and tax withholding upon vesting.

After this award, Marchuk directly beneficially owned 176,928 shares of common stock. He also indirectly owned 10 shares through a revocable trust, where he serves as trustee and beneficiary with voting and investment power.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marchuk Neil Edward

(Last) (First) (Middle)
201 ISABELLA STREET SUITE 200

(Street)
PITTSBURGH PA 15212-5872

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Howmet Aerospace Inc. [ HWM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CAO
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/03/2026 A 50,292(1) A $0 176,928 D
Common Stock 10 I By Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects earned restricted share unit awards that are subject to vesting and tax withholding upon vesting.
2. Shares held in a revocable trust, of which the reporting person is trustee and beneficiary, and has voting and investment power.
/s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact) 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HWM executive Neil Marchuk report?

Neil Edward Marchuk reported acquiring 50,292 shares of Howmet Aerospace (HWM) common stock. These shares reflect earned restricted share unit awards granted at $0 per share, which remain subject to vesting conditions and tax withholding at the time they vest.

How many Howmet Aerospace (HWM) shares does Neil Marchuk own after this Form 4?

Following the reported transaction, Neil Marchuk beneficially owns 176,928 shares of Howmet Aerospace common stock directly. In addition, he indirectly holds 10 shares through a revocable trust, where he has both voting and investment power over those shares.

What is the nature of the 50,292 HWM shares acquired by Neil Marchuk?

The 50,292 Howmet Aerospace shares represent earned restricted share unit awards. These awards are subject to future vesting and will be reduced for tax withholding upon vesting, meaning the executive will ultimately receive a net number of shares after required taxes.

How are Neil Marchuk’s indirect HWM share holdings structured?

Neil Marchuk’s indirect ownership of 10 Howmet Aerospace shares is through a revocable trust. He serves as both trustee and beneficiary of the trust and has voting and investment power over these shares, making them part of his beneficial ownership.

What role does Neil Marchuk hold at Howmet Aerospace (HWM)?

Neil Edward Marchuk is an officer of Howmet Aerospace, serving as Executive Vice President and Chief Administrative Officer (EVP, CAO). His status as an executive officer requires reporting his beneficial ownership changes on Form 4 under Section 16 rules.
Howmet Aerospace Inc

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84.38B
397.49M
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Aerospace & Defense
Rolling Drawing & Extruding of Nonferrous Metals
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United States
PITTSBURGH