STOCK TITAN

Hycroft Mining (HYMC) CEO reports 12,986-share tax withholding on RSU vesting

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hycroft Mining Holding Corp director and CEO Diane R. Garrett reported routine equity compensation-related activity. The filing shows that 12,986 shares of Class A Common Stock were withheld by the company at $23.27 per share to cover her tax withholding obligations upon vesting of previously granted restricted stock units.

After this tax-withholding disposition, she directly holds 915,366 Class A Common Stock shares. A separate entry reports 800 shares held indirectly through her spouse’s IRA, indicating additional indirect ownership. The Form 4 does not report any open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider GARRETT DIANE R
Role Chair, President & CEO
Type Security Shares Price Value
Tax Withholding Class A Common Stock 12,986 $23.27 $302K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 915,366 shares (Direct, null); Class A Common Stock — 800 shares (Indirect, Through spouse's IRA)
Footnotes (1)
  1. [object Object]
Tax-withholding shares 12,986 shares Class A Common Stock withheld to satisfy tax obligations
Tax-withholding price $23.27 per share Value used for withheld shares on RSU vesting
Direct holdings after transaction 915,366 shares Class A Common Stock directly owned following tax withholding
Indirect holdings 800 shares Class A Common Stock held through spouse's IRA
restricted stock units financial
"in connection with the vesting of restricted stock units previously granted"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations"
Class A Common Stock financial
"Represents the number of Class A Common Stock shares withheld"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GARRETT DIANE R

(Last)(First)(Middle)
C/O HYCROFT MINING HOLDING CORPORATION
P.O. BOX 3030

(Street)
WINNEMUCCA NEVADA 89446

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYCROFT MINING HOLDING CORP [ HYMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chair, President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/30/2026F(1)12,986D(1)$23.27915,366D
Class A Common Stock800IThrough spouse's IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of Class A Common Stock shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units previously granted.
/s/ Diane R. Garrett07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HYMC CEO Diane Garrett report on this Form 4?

Diane Garrett reported a tax-related disposition, not an open-market trade. 12,986 Class A Common Stock shares were withheld by the company to satisfy her tax obligations when previously granted restricted stock units vested.

Was the HYMC Form 4 transaction a sale of shares on the open market?

No, the Form 4 does not show an open-market sale. The 12,986 shares were withheld by Hycroft Mining to cover tax withholding obligations tied to vesting restricted stock units, a common non-market compensation event.

How many HYMC shares does Diane Garrett hold after this reported transaction?

Following the tax-withholding disposition, Diane Garrett directly holds 915,366 Class A Common Stock shares. The filing also lists 800 additional shares held indirectly through her spouse’s IRA, reflecting further economic exposure.

What was the value per share used for the HYMC tax-withholding shares?

The company used a value of $23.27 per share for the 12,986 Class A Common Stock shares withheld. This per-share amount is applied solely to fulfill the CEO’s tax obligations from restricted stock unit vesting.

Does the HYMC Form 4 mention any remaining derivative or option positions?

The filing’s derivative section shows no remaining derivative positions. The reported activity relates only to restricted stock units vesting and associated tax-withholding shares, with no stock options or other derivatives listed.