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Hycroft Mining (HYMC) CEO Diane Garrett reports 618,460 RSUs and tax-share withholding

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Hycroft Mining Holding Corp. President & CEO Diane R. Garrett reported equity compensation and related share withholding transactions dated January 27, 2026. She received 618,460 Class A common shares as an award of restricted stock units (RSUs) at a price of $0 per share.

Of these RSUs, 88,035 were vested as of the grant date, with additional tranches of 238,800, 195,275, and 96,350 RSUs scheduled to vest on the one-year, 18‑month, and two‑year anniversaries of the grant date, respectively. RSUs convert into Class A common shares on a one‑for‑one basis.

The filing also shows a transaction coded “F” for 31,810 shares at $50.5 per share, reflecting shares withheld to cover taxes. After these transactions, Garrett directly beneficially owned 919,701 Class A common shares and indirectly held 800 shares through her spouse’s IRA. Of the reported holdings, 703,959 were unvested RSUs as of January 29, 2026.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GARRETT DIANE R

(Last) (First) (Middle)
C/O HYCROFT MINING HOLDING CORPORATION
P.O. BOX 3030

(Street)
WINNEMUCCA NV 89446

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYCROFT MINING HOLDING CORP [ HYMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
PRESIDENT & CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/27/2026 A(1) 618,460(1) A $0 951,511(2) D
Class A Common Stock 01/27/2026 F 31,810 D $50.5 919,701 D
Class A Common Stock 800 I Through spouse's IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock units ("RSUs") by the issuer. Of the RSUs, 88,035 were vested as of January 27, 2026 (the "Date of Grant"). Generally subject to the reporting person's continued employment with the issuer, 238,800 of the RSUs will vest on the one-year anniversary of the Date of Grant, 195,275 of the RSUs will vest on the 18-month anniversary of the Date of Grant, and 96,350 of the RSUs will vest on the two-year anniversary of the Date of Grant. RSUs convert into shares of Class A Common Stock on a one-for-one basis.
2. Of this amount, 703,959 were unvested RSUs as of January 29, 2026.
/s/ Diane R. Garrett 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did HYMC CEO Diane Garrett report on January 27, 2026?

Diane Garrett reported receiving 618,460 Class A common shares from restricted stock units and an “F” transaction for 31,810 shares at $50.5, reflecting tax withholding. After these transactions, she held 919,701 shares directly and 800 shares indirectly through her spouse’s IRA.

How many Hycroft Mining (HYMC) RSUs were granted to the CEO and how do they vest?

The CEO received an award of 618,460 RSUs, each convertible one‑for‑one into Class A common shares. 88,035 RSUs vested immediately, with 238,800 vesting after one year, 195,275 after 18 months, and 96,350 after two years from the January 27, 2026 grant date.

What does the Form 4 tax withholding transaction mean for HYMC CEO Diane Garrett?

The Form 4 shows a transaction code “F” for 31,810 shares at $50.5 per share, indicating shares withheld to satisfy tax obligations on the equity award. This reduces the number of shares delivered while covering required taxes tied to the RSU vesting.

How many Hycroft Mining (HYMC) shares does the CEO beneficially own after these transactions?

Following the reported transactions, Diane Garrett beneficially owned 919,701 Class A common shares directly and 800 shares indirectly through her spouse’s IRA. The filing also notes that 703,959 of her reported holdings were unvested RSUs as of January 29, 2026.

How many of HYMC CEO Diane Garrett’s RSUs remained unvested after the grant?

As of January 29, 2026, 703,959 of Diane Garrett’s reported holdings were unvested RSUs. These unvested RSUs are scheduled to vest over one‑year, 18‑month, and two‑year periods from the January 27, 2026 grant date, subject to continued employment.

What role does Diane Garrett hold at Hycroft Mining (HYMC) according to the Form 4?

According to the Form 4, Diane Garrett serves as both President and Chief Executive Officer and is also a director of Hycroft Mining Holding Corp. Her equity award and related tax withholding transactions reflect her compensation and ownership position as a senior executive and board member.
Hycroft Mining Holding Corp

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