Hycroft Mining SEC Filings

Hycroft Mining Holding Corporation’s Executive Vice President and CFO Stanton K. Rideout reported new equity compensation and related share withholding. On January 27, 2026, he received 318,790 restricted stock units (RSUs), which convert into Class A common shares on a one-for-one basis.

Of this award, 44,979 RSUs were vested on the grant date, and the rest vest over one to two years, generally tied to continued employment. A separate transaction on the same date withheld 17,582 shares at $50.5 per share, typically for taxes, leaving him with 484,194 Class A shares beneficially owned, including 373,978 unvested RSUs as of January 29, 2026.

Hycroft Mining Holding Corp reported that SVP and General Counsel Rebecca Jennings received an award of 119,885 restricted stock units on January 27, 2026. Of these RSUs, 15,228 vested immediately, with additional tranches vesting over one, 18-month, and two-year anniversaries of the grant date.

RSUs convert into Class A common stock on a one-for-one basis. On the same date, 3,872 shares of Class A common stock were withheld at $50.5 per share, typically for tax obligations, leaving 216,037 shares of Class A common stock held directly and 1,194 shares held indirectly by a spouse. As of January 29, 2026, 214,791 of these were unvested RSUs.

Hycroft Mining Holding Corp. reported that SVP and General Manager David Brian Thomas received an award of 117,166 restricted stock units (RSUs) on January 27, 2026. Each RSU converts into one share of Class A Common Stock.

Of this grant, 17,306 RSUs were vested on the grant date. Subject to continued employment, 45,504 RSUs will vest on the one-year anniversary of the grant date, 35,370 RSUs on the 18‑month anniversary, and 18,986 RSUs on the two‑year anniversary.

The filing also shows a tax withholding transaction in which 4,379 shares of Class A Common Stock were withheld at $50.5 per share. After these transactions, Thomas directly beneficially owned 193,857 shares, including 174,327 unvested RSUs as of January 29, 2026.

Hycroft Mining Holding Corp. President & CEO Diane R. Garrett reported equity compensation and related share withholding transactions dated January 27, 2026. She received 618,460 Class A common shares as an award of restricted stock units (RSUs) at a price of $0 per share.

Of these RSUs, 88,035 were vested as of the grant date, with additional tranches of 238,800, 195,275, and 96,350 RSUs scheduled to vest on the one-year, 18‑month, and two‑year anniversaries of the grant date, respectively. RSUs convert into Class A common shares on a one‑for‑one basis.

The filing also shows a transaction coded “F” for 31,810 shares at $50.5 per share, reflecting shares withheld to cover taxes. After these transactions, Garrett directly beneficially owned 919,701 Class A common shares and indirectly held 800 shares through her spouse’s IRA. Of the reported holdings, 703,959 were unvested RSUs as of January 29, 2026.

Hycroft Mining Holding Corp. reported an insider share purchase linked to entities associated with Eric Sprott. On January 26, 2026, 100,000 shares of Class A common stock were purchased at $49.96 per share. After this transaction, 36,553,704 shares were indirectly beneficially owned through Sprott Mining Inc., a wholly owned subsidiary of 2176423 Ontario Ltd., which Eric Sprott controls for voting and disposition of these shares.

Tribeca Investment Partners Pty Ltd, an Australian investment manager, filed an amended Schedule 13G reporting beneficial ownership related to Hycroft Mining Holding Corp’s Class A common stock. Tribeca reports beneficial ownership of 2,103,480 shares, including 922 shares of common stock held in a managed fund account and 2,102,558 shares issuable upon exercise of warrants.

This stake represents 2.5% of the Class A common stock, based on 85,127,942 shares deemed outstanding, which includes 83,025,384 shares outstanding as of December 26, 2025 and the warrants held by Tribeca. Tribeca states that it acts as investment manager to the funds, may be deemed to have voting and dispositive power over these securities, and disclaims beneficial ownership. The securities are certified as being held in the ordinary course of business and not for the purpose of influencing control of Hycroft.

HYMC had a Form 144 filed for a planned sale of 17,435 shares of common stock through Morgan Stanley Smith Barney, with an indicated aggregate market value of 698,963.92. The shares are part of a larger base of 80,965,791 common shares outstanding, showing this is a relatively small transaction versus total shares.

The shares to be sold were acquired on 05/24/2024 through the vesting of restricted stock under a registered plan, with consideration described as services rendered. Over the prior three months, the WIESHOFER FAM TRUST sold 3,859 shares for gross proceeds of 51,574.38 and 17,500 shares for gross proceeds of 531,972.00. The new sale is expected around 01/20/2026 on NASDAQ.

Hycroft Mining Holding Corp completed a Regulation D offering of units totaling $60,000,000, and reports the full amount has been sold with $0 remaining to be sold. Each unit consisted of one share of Class A common stock and one-half of one common stock purchase warrant with an exercise price of $6 per share. The company relied on Rule 506(b) of Regulation D for the exemption and reports 3 investors participated. The offering was not conducted in connection with a business combination, the issuer does not intend the offering to last more than one year, and no proceeds were designated for payments to listed officers or directors.

Amendment No. 5 to Schedule 13D updates ownership by Eric Sprott and 2176423 Ontario Ltd. after a September 10, 2025 private placement in Hycroft Mining Holding Corporation. 2176423 Ontario purchased 9,344,704 units at $4.28 per unit, each unit consisting of one share of Class A common stock and one-half warrant, producing gross proceeds of approximately $40 million. As of the close of business on September 10, 2025, the Reporting Persons beneficially own 22,207,880 shares, equal to 38.38% of 57,852,004 shares deemed outstanding, which count includes 4,672,352 warrant shares not subject to ownership limits. Certain additional warrants (5,515,824 shares) are subject to beneficial ownership limitations and cannot be exercised if they would cause ownership limits to be exceeded.