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Hyperion DeFi (NASDAQ: HYPD) General Counsel files Form 3 reporting no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Hyperion DeFi, Inc. filed an initial insider ownership report for its General Counsel, Robert Rubenstein. This Form 3 identifies him as an officer of the company and confirms that, as of the event date of 01/12/2026, he reports no securities beneficially owned in Hyperion DeFi, Inc. The filing also includes a power of attorney as an exhibit, authorizing the signing of such ownership reports on his behalf.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Rubenstein Robert

(Last) (First) (Middle)
C/O HYPERION DEFI, INC.
23461 SOUTH POINTE DRIVE, SUITE 390

(Street)
LAGUNA HILLS CA 92653

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/12/2026
3. Issuer Name and Ticker or Trading Symbol
HYPERION DEFI, INC. [ HYPD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Robert Rubenstein 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the reporting person in Hyperion DeFi (HYPD)'s latest Form 3?

The reporting person is Robert Rubenstein, who serves as General Counsel of Hyperion DeFi, Inc.

What does this Form 3 filing for Hyperion DeFi (HYPD) disclose about insider ownership?

The Form 3 states that no securities are beneficially owned by the reporting person as of the reported event date.

What is the relationship of Robert Rubenstein to Hyperion DeFi (HYPD)?

Robert Rubenstein is identified as an officer of Hyperion DeFi, Inc., holding the title of General Counsel.

Does the Hyperion DeFi (HYPD) Form 3 include any derivative securities?

No derivative securities are listed in Table II, and the remarks section confirms that no securities are beneficially owned.

What is the event date reported in Hyperion DeFi (HYPD)'s Form 3?

The date of the event requiring the statement is reported as 01/12/2026.

What additional document is referenced in this Hyperion DeFi (HYPD) Form 3?

The remarks reference an Exhibit 24 - Power of Attorney, authorizing the signing of ownership reports.

Hyperion DeFi Inc

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