STOCK TITAN

Independent Bank (IBCP) director receives 293 Phantom Stock Units under deferred plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Independent Bank Corp. director Joan A. Budden reported a grant of 293.36 Phantom Stock Units tied to the company’s common stock. The units were valued at $33.71 per unit and were accrued under Independent Bank Corporation’s Deferred Compensation and Stock Purchase Plan for Non Employee Directors.

These Phantom Stock Units are to be settled in common stock when Budden retires as a director. After the grant, her phantom unit balance was 35,609.23 units. She also held 6,307.81 common shares directly, including 16.8393 shares acquired through a dividend reinvestment program during the second quarter, and 810 common shares indirectly through an IRA.

Positive

  • None.

Negative

  • None.
Insider Budden Joan A
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock Units 293.36 $33.71 $10K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock Units — 35,609.23 shares (Direct, null); Common Stock — 810 shares (Indirect, By IRA); Common Stock — 6,307.81 shares (Direct, null)
Footnotes (1)
  1. Includes 16.8393 shares acquired through dividend reinvestment program (DRIP) during the second quarter. The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.
Phantom Stock Units granted 293.36 units Grant to Joan A. Budden on 2026-05-14
Grant price per unit $33.71 per unit Value used for Phantom Stock Unit award
Total Phantom Stock Units after grant 35,609.23 units Budden’s phantom unit balance following transaction
Direct common shares held 6,307.81 shares Direct IBCP common stock holdings, includes DRIP shares
Indirect common shares via IRA 810 shares IBCP common stock held through IRA
DRIP shares acquired 16.8393 shares Common shares added by dividend reinvestment during second quarter
Phantom Stock Units financial
"The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
dividend reinvestment program (DRIP) financial
"Includes 16.8393 shares acquired through dividend reinvestment program (DRIP) during the second quarter."
Deferred Compensation and Stock Purchase Plan for Non Employee Directors financial
"The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors"
IRA financial
"total_shares_following_transaction: 810.0000, nature_of_ownership: By IRA"
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Budden Joan A

(Last)(First)(Middle)
4200 E BELTLINE

(Street)
GRAND RAPIDS MICHIGAN 49525

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
INDEPENDENT BANK CORP /MI/ [ IBCP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock810IBy IRA
Common Stock6,307.81(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(2)05/14/2026AV293.36 (2) (2)Common Stock293.36$33.7135,609.23D
Explanation of Responses:
1. Includes 16.8393 shares acquired through dividend reinvestment program (DRIP) during the second quarter.
2. The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.
Remarks:
s/Darcy J. Benjamin, Attorney-in-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Joan A. Budden report in this Form 4 for IBCP?

Joan A. Budden reported a grant of 293.36 Phantom Stock Units valued at $33.71 each. These units were accrued under Independent Bank Corporation’s deferred compensation and stock purchase plan for non-employee directors and increase her equity-linked compensation position in the company.

How many Phantom Stock Units does Joan A. Budden hold after this grant in IBCP?

After the grant, Joan A. Budden holds 35,609.23 Phantom Stock Units. These units track the value of Independent Bank Corp common stock and will be settled in actual shares when she retires from the board, aligning her compensation with shareholder interests.

What is the value per Phantom Stock Unit granted to Joan A. Budden at IBCP?

Each Phantom Stock Unit granted to Joan A. Budden was valued at $33.71. This price is used to determine the size of her deferred compensation award under the company’s Deferred Compensation and Stock Purchase Plan for Non Employee Directors.

When will Joan A. Budden’s Phantom Stock Units in IBCP be settled?

Budden’s Phantom Stock Units will be settled in Independent Bank Corp common stock upon her retirement as a director. Until then, the units remain as bookkeeping entries representing deferred compensation rather than currently deliverable shares.

How many IBCP common shares does Joan A. Budden hold directly and indirectly?

Budden holds 6,307.81 Independent Bank Corp common shares directly and 810 common shares indirectly through an IRA. The direct holdings include 16.8393 shares acquired through a dividend reinvestment program during the second quarter.

What is the role of the dividend reinvestment program (DRIP) in Budden’s IBCP holdings?

The dividend reinvestment program added 16.8393 shares to Budden’s direct common stock holdings. Instead of taking cash dividends, those amounts were used to buy additional Independent Bank Corp shares automatically during the second quarter.