ICE files Form 144 for executive RSU and PSU sales

ICE filed a Form 144 notice reporting sale activity tied to equity awards.

Accepted by SEC EDGAR 05/19/2026 - 04:36 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ICE filed a Form 144 notice reporting sale activity tied to equity awards. The filing lists 297 Restricted Stock Units dated 02/10/2026 and 2,193 Performance Stock Units dated 02/13/2025.

The notice is an SEC sale filing for common stock executed through Morgan Stanley Smith Barney LLC, dated 05/19/2026.

Key Figures

Restricted Stock Units: 297 shares Performance Stock Units: 2,193 shares Form 144 filing date: 05/19/2026

3 metrics

Restricted Stock Units 297 shares award date <date>02/10/2026</date>

Performance Stock Units 2,193 shares award date <date>02/13/2025</date>

Form 144 filing date 05/19/2026 brokered through Morgan Stanley Smith Barney LLC

Key Terms

Restricted Stock Units, Performance Stock Units, Form 144

3 terms

Restricted Stock Units financial

"Common | 02/10/2026 | Restricted Stock Units | Issuer | 297"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Performance Stock Units financial

"Common | 02/13/2025 | Performance Stock Units | Issuer | 2193"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ICE disclose in the Form 144?

The filing reports planned sales of common stock tied to equity awards. It lists 297 Restricted Stock Units (dated 02/10/2026) and 2,193 Performance Stock Units (dated 02/13/2025), with a broker of record named.

Who is the broker or dealer handling the transactions for ICE?

The broker listed is Morgan Stanley Smith Barney LLC at 1 New York Plaza, New York. The filing shows this firm as the executing broker for the common stock sale notice dated 05/19/2026.

Do the Form 144 entries state the exact number of shares being sold?

The excerpt shows counts tied to award types: 297 Restricted Stock Units and 2,193 Performance Stock Units. The filing lists these award quantities and their award dates in the securities table.

Does the Form 144 indicate whether proceeds go to the issuer or selling holder?

The provided excerpt does not specify proceeds treatment. It lists the securities, award dates, quantities, and broker information but does not state who will receive sale proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001855007
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INTERCONTINENTAL EXCHANGE, INC.
SEC File Number	001-36198
Address of Issuer	5660 New Northside Drive Atlanta GEORGIA 30328
Phone	7708574700
Name of Person for Whose Account the Securities are To Be Sold	WARREN GARDINER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2490	388415.10	565512495	05/19/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/10/2026	Restricted Stock Units	Issuer			297	02/10/2026	N/A
Common	02/13/2025	Performance Stock Units	Issuer			2193	02/13/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of performance stock units during the period of 02/13/2025 through 02/15/2026.
Date of Notice	05/19/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/09/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Warren Gardiner
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)