Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Intercontinental Exchange, Inc. filings document the regulatory record for a Delaware financial technology and exchange operator whose common stock trades under ICE on the New York Stock Exchange and NYSE Texas. Current reports record quarterly and annual results, non-GAAP reconciliations, material events, capital-market transactions and governance changes.
The company's proxy materials disclose board structure, director elections, executive compensation, equity awards and shareholder voting matters. Other filings cover senior notes issued under shelf registration statements and indentures, registered securities, and financial disclosures tied to exchange, clearing, fixed income and data services, and mortgage technology operations.
Intercontinental Exchange, Inc. (ICE) reported that officer Douglas Foley, SVP, HR & Administration, sold 1,600 shares of common stock on September 14, 2026 at $160.00 per share in an open-market transaction. The sale was effected under a Rule 10b5-1 trading plan that was approved and became effective as of November 7, 2025.
After this transaction, Foley’s reported direct aggregate equity position is 15,863 shares or units, consisting of 11,432 shares of common stock, 3,472 unvested restricted stock units (RSUs), and 959 performance-based restricted stock units (PSUs) for which the performance period has been satisfied. Additional PSU awards tied to total shareholder return and EBITDA, as well as deal incentive awards, will have their satisfaction and share issuance determined between December 2026 and February 2029.
Intercontinental Exchange, Inc. (ICE) director Foley Douglas filed a notice of proposed Rule 144 sale covering up to 3,200 shares of common stock through broker Truist Investment Service Inc on the NYSE. The filing lists an aggregate market value of approximately $515,000 for these shares and notes 566,000,000 shares outstanding for the class. The shares derive from stock awards granted on February 14, 2024, January 8, 2021, and February 19, 2019.
The notice also reports that Foley Douglas sold 7,300 ICE shares in the prior three months, with total proceeds of about $1,086,665.12. The Form 144 is signed by Carmen Zamores as a duly authorized representative of National Financial Services LLC, acting as attorney-in-fact for Foley Douglas.
Intercontinental Exchange, Inc. (ICE) reported that Christopher Scott Edmonds, President, Fixed Income & Data, exercised fully vested options for 5,000 shares of common stock at an exercise price of $57.31 and on September 1, 2026 sold 5,000 shares of common stock at $160.59. These transactions were effected pursuant to a Rule 10b5-1 trading plan that became effective February 6, 2026. Following these transactions, his beneficial holdings reflected in the filing include 2,763 shares of common stock, 9,206 RSUs, 2,398 PSUs and 101 shares acquired under the employee stock purchase plan.
Intercontinental Exchange, Inc. (ICE) reported that President Benjamin Jackson exercised employee stock options for 12,862 shares of common stock at an exercise price of $57.31 per share on September 1, 2026, and sold 12,862 shares in multiple transactions at prices around $159–$161 per share pursuant to a Rule 10b5-1 trading plan effective November 3, 2025. Following these transactions, his beneficial ownership reflected in the common stock line represents 142,265 shares of common stock, 17,204 unvested RSUs, and 4,795 PSUs, with additional PSU awards whose satisfaction and share issuance will be determined between December 2026 and February 2029.
Intercontinental Exchange, Inc. (ICE) insider Christopher Edmonds filed a notice of proposed sale of 5,000 shares of common stock under Rule 144. The shares are held through Morgan Stanley Smith Barney LLC Executive Financial Services and have an indicated aggregate market value of $803,500.00. The planned sale is associated with the exercise of stock options for cash, with a stated sale date of September 1, 2026 on the NYSE.
Intercontinental Exchange, Inc. (ICE) is the issuer for a planned sale of its common stock by officer Benjamin Jackson under Rule 144. The notice covers up to 12,862 shares of common stock, to be acquired through the exercise of stock options for cash and proposed for sale on September 1, 2026 through Morgan Stanley Smith Barney LLC.
Intercontinental Exchange, Inc. (ICE) reports that its Eighth Amended and Restated Certificate of Incorporation became effective on August 28, 2026. This certificate supplements amendments adopted in August 2025 related to the registration of ICE Swap Trade, LLC as a security-based swap execution facility (SBSEF), extending existing limitations on stockholder voting and ownership to SBSEFs and expanding requirements for SEC review of future certificate amendments while ICE controls an SBSEF.
The updated Certificate of Incorporation was approved by ICE’s Board of Directors on February 27, 2026 and by stockholders on May 15, 2026. ICE states that each registered national securities exchange subsidiary, including the New York Stock Exchange, has filed the required proposed amendments with the SEC, permitting ICE to finalize and file the new certificate with Delaware, making it effective.
Intercontinental Exchange, Inc. (ICE) reported that General Counsel Andrew J. Surdykowski exercised 2,065 stock options at an exercise price of $57.31 per share, converting them into an equal number of ICE common shares. On the same day, he sold an aggregate of 4,574 common shares in open-market transactions at prices ranging from $161.16 to $162.95, all pursuant to a Rule 10b5-1 trading plan that became effective November 25, 2025. The options exercised were fully vested, and a remaining option balance of 2,064 options is reported. Beneficial holdings also include 35,891 shares of common stock, 5,734 unvested RSUs, and 1,440 performance-based RSUs whose satisfaction and share issuance will be determined in future periods.
Intercontinental Exchange, Inc. (ICE) director Martha A. Tirinnanzi reported selling 1,340 shares of common stock on August 26, 2026 at $161.16 per share in an open-market transaction. This trade was made pursuant to a Rule 10b5-1 trading plan that was approved and became effective as of May 11, 2026.
After the sale, her reported holdings tied to this Form 4 total 3,747 ICE equity units, consisting of 2,049 shares of common stock and 1,698 restricted stock units. The restricted stock units are scheduled to vest on the one-year anniversary of the grant date, May 18, 2027.
Intercontinental Exchange, Inc. (ICE) received a notice that officer Andrew Surdykowski intends to sell ICE common stock under Rule 144. The planned sale covers 9,149 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,480,125.22, to be sold on the NYSE. The shares were acquired via vesting of performance stock units between February 18, 2022 and February 15, 2026 and through the exercise of stock options, with additional option exercises and related share receipts expected over the next three months.